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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOP icon
101
Shopify
SHOP
$148B
$6.88M 0.19%
49,950
+990
+2% +$145K
PDI icon
102
PIMCO Dynamic Income Fund
PDI
$7.4B
$6.86M 0.19%
264,853
+140,689
+113% +$3.68M
ICSH icon
103
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$6.83M 0.19%
135,558
-1,203
-0.9% -$60.7K
LOW icon
104
Lowe's Companies
LOW
$116B
$6.76M 0.19%
26,149
+1,256
+5% +$299K
ROKU icon
105
Roku
ROKU
$21.1B
$6.76M 0.19%
29,610
-398
-1% -$107K
VEA icon
106
Vanguard FTSE Developed Markets ETF
VEA
$226B
$6.74M 0.19%
131,979
+19,476
+17% +$1M
NFLX icon
107
Netflix
NFLX
$292B
$6.7M 0.19%
111,280
+5,770
+5% +$369K
FPX icon
108
First Trust US Equity Opportunities ETF
FPX
$1.51B
$6.55M 0.18%
53,503
+913
+2% +$116K
XLI icon
109
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$6.49M 0.18%
61,332
-22,312
-27% -$2.32M
MINT icon
110
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$6.45M 0.18%
63,494
-6,803
-10% -$692K
COWZ icon
111
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$6.42M 0.18%
136,294
+47,306
+53% +$2.17M
ESGU icon
112
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$6.4M 0.18%
59,287
+2,761
+5% +$290K
XLY icon
113
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$6.29M 0.18%
61,528
+2,550
+4% +$254K
MA icon
114
Mastercard
MA
$477B
$6.27M 0.17%
17,461
+2,779
+19% +$961K
MOAT icon
115
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$6.25M 0.17%
82,177
+4,079
+5% +$309K
CIBR icon
116
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$6.12M 0.17%
115,956
+57,288
+98% +$3.01M
FTEC icon
117
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$6.08M 0.17%
44,903
-2,288
-5% -$297K
STIP icon
118
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$6.07M 0.17%
57,369
+23,491
+69% +$2.49M
MRK icon
119
Merck
MRK
$324B
$6.07M 0.17%
79,226
+2,417
+3% +$193K
QCOM icon
120
Qualcomm
QCOM
$176B
$5.99M 0.17%
32,736
+482
+1% +$77.2K
CVS icon
121
CVS Health
CVS
$137B
$5.97M 0.17%
57,910
+2,465
+4% +$228K
IJJ icon
122
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$5.97M 0.17%
53,957
-5,406
-9% -$588K
VYM icon
123
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.95M 0.17%
53,060
+1,690
+3% +$184K
ACWV icon
124
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$5.93M 0.17%
54,760
+875
+2% +$92.5K
DTE icon
125
DTE Energy
DTE
$31.1B
$5.93M 0.17%
49,575
-341
-0.7% -$39K
3 4
5
6 7

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.