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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Mastercard
MA
$477B
| $6.24M | 0.21% |
17,469
-53
| -0.3% | -$17.6K |
|
102
Netflix
NFLX
$292B
| $6.19M | 0.21% |
114,470
-50
| -0% | -$2.54K |
|
103
Lockheed Martin
LMT
$134B
| $6.15M | 0.21% |
17,319
+2,710
| +19% | +$996K |
|
104
DTE Energy
DTE
$31.1B
| $6.12M | 0.21% |
59,209
-2,238
| -4% | -$236K |
|
105
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $6.07M | 0.21% |
59,481
-18,808
| -24% | -$1.92M |
|
106
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $6.03M | 0.21% |
89,459
-3,626
| -4% | -$240K |
|
107
First Trust Preferred Securities and Income ETF
FPE
$6.3B
| $6.02M | 0.2% |
298,226
+15,442
| +5% | +$305K |
|
108
Vanguard Total Stock Market ETF
VTI
$654B
| $6M | 0.2% |
30,852
+99
| +0.3% | +$18.1K |
|
109
Vanguard Value ETF
VTV
$189B
| $6M | 0.2% |
50,426
-10,298
| -17% | -$1.16M |
|
110
Trade Desk
TTD
$8.13B
| $5.95M | 0.2% |
74,320
-1,850
| -2% | -$140K |
|
|
GAP
111
The Gap Inc
GAP
$6.84B
| $5.93M | 0.2% |
+293,651
| New | +$6.17M |
|
112
Target
TGT
$62.1B
| $5.76M | 0.2% |
32,637
+5,209
| +19% | +$869K |
|
113
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
| $5.67M | 0.19% |
112,209
-33,277
| -23% | -$1.68M |
|
114
Caterpillar
CAT
$409B
| $5.66M | 0.19% |
31,107
-1,995
| -6% | -$338K |
|
115
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $5.65M | 0.19% |
111,297
+18,029
| +19% | +$916K |
|
116
Chipotle Mexican Grill
CMG
$40.8B
| $5.64M | 0.19% |
203,400
-350
| -0.2% | -$9.18K |
|
117
Ford
F
$57.3B
| $5.62M | 0.19% |
638,979
-9,793
| -2% | -$82K |
|
118
Coca-Cola
KO
$354B
| $5.6M | 0.19% |
102,184
-7,683
| -7% | -$397K |
|
119
Intel
INTC
$466B
| $5.59M | 0.19% |
112,127
-1,385
| -1% | -$67.6K |
|
120
iShares Semiconductor ETF
SOXX
$44.2B
| $5.56M | 0.19% |
44,013
+963
| +2% | +$111K |
|
121
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $5.47M | 0.19% |
47,912
+3,868
| +9% | +$394K |
|
122
Vanguard Growth ETF
VUG
$216B
| $5.33M | 0.18% |
126,330
-498
| -0.4% | -$19.9K |
|
123
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
| $5.32M | 0.18% |
54,907
-5,524
| -9% | -$522K |
|
124
iShares Gold Trust
IAU
$63B
| $5.32M | 0.18% |
146,710
-21,162
| -13% | -$757K |
|
125
Merck
MRK
$324B
| $5.21M | 0.18% |
66,813
+3,201
| +5% | +$245K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.