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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-11.6%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.37B
AUM Growth
-$326M
Cap. Flow
-$113M
Cap. Flow %
-8.21%
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.09M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$4.48M
4
NEE icon
NextEra Energy
NEE
+$3.58M
5
FREL icon
Fidelity MSCI Real Estate Index ETF
FREL
+$3.46M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.45M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.33M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.91M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.37%
2 Technology 6.63%
3 Financials 4.8%
4 Healthcare 4.68%
5 Industrials 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
101
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.5B
$3.07M 0.22%
60,391
+3,626
+6% +$197K
FPX icon
102
First Trust US Equity Opportunities ETF
FPX
$1.5B
$3.04M 0.22%
49,063
+975
+2% +$65.3K
UNP icon
103
Union Pacific
UNP
$172B
$3.03M 0.22%
21,889
-128
-0.6% -$19K
CLX icon
104
Clorox
CLX
$11.3B
$3M 0.22%
19,471
-260
-1% -$40.5K
OHI icon
105
Omega Healthcare
OHI
$14.1B
$2.82M 0.21%
80,167
+4,364
+6% +$151K
SPY icon
106
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$2.77M 0.2%
11,100
+9,600
+640% +$2.59M
FDN icon
107
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.35B
$2.76M 0.2%
23,668
-24,304
-51% -$3.02M
VTV icon
108
Vanguard Morningstar Value ETF
VTV
$194B
$2.75M 0.2%
28,081
+2,691
+11% +$283K
NVDA icon
109
NVIDIA
NVDA
$5.56T
$2.74M 0.2%
821,760
-567,240
-41% -$2.71M
XLY icon
110
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$2.71M 0.2%
54,752
-12,520
-19% -$662K
RSP icon
111
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$2.65M 0.19%
29,000
-4,858
-14% -$481K
CRM icon
112
Salesforce
CRM
$213B
$2.62M 0.19%
19,158
-17,522
-48% -$2.41M
VNQ icon
113
Vanguard Real Estate ETF
VNQ
$37.9B
$2.61M 0.19%
35,032
-296
-0.8% -$23.3K
FENY icon
114
Fidelity MSCI Energy Index ETF
FENY
$2.15B
$2.59M 0.19%
165,892
-87,893
-35% -$1.63M
SO icon
115
Southern Company
SO
$101B
$2.58M 0.19%
58,837
+10,858
+23% +$494K
HFRO
116
Highland Opportunities and Income Fund
HFRO
$409M
$2.56M 0.19%
199,581
+6,137
+3% +$90.3K
VOE icon
117
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$2.49M 0.18%
26,170
+2,331
+10% +$245K
AMGN icon
118
Amgen
AMGN
$236B
$2.49M 0.18%
12,799
+709
+6% +$138K
SYY icon
119
Sysco
SYY
$38.4B
$2.49M 0.18%
39,666
+4,871
+14% +$328K
CVS icon
120
CVS Health
CVS
$124B
$2.48M 0.18%
37,831
+6,761
+22% +$505K
ABT icon
121
Abbott
ABT
$187B
$2.48M 0.18%
34,243
+3,039
+10% +$214K
GIS icon
122
General Mills
GIS
$20.5B
$2.47M 0.18%
63,532
+4,184
+7% +$177K
WPC icon
123
W.P. Carey
WPC
$16B
$2.47M 0.18%
38,596
+22,313
+137% +$1.45M
RDVY icon
124
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$2.46M 0.18%
92,911
+36,457
+65% +$1.06M
SBUX icon
125
Starbucks
SBUX
$119B
$2.46M 0.18%
38,209
-928
-2% -$58.1K
3 4
5
6 7

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q4 2018 Portfolio in Review

As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp withdrew a net $113M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 61% a quarter earlier, followed by Technology and Financials.

Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.

  • Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
  • Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
  • Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
  • Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
  • Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.