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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
101
Vanguard S&P 500 ETF
VOO
$968B
$3.66M 0.22%
13,699
+626
+5% +$164K
RSP icon
102
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$3.62M 0.21%
33,858
+1,139
+3% +$120K
UNP icon
103
Union Pacific
UNP
$183B
$3.58M 0.21%
22,017
+771
+4% +$116K
FPX icon
104
First Trust US Equity Opportunities ETF
FPX
$1.51B
$3.57M 0.21%
48,088
+2,594
+6% +$191K
MMM icon
105
3M
MMM
$89B
$3.56M 0.21%
20,236
+1,552
+8% +$267K
FBT icon
106
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$3.5M 0.21%
22,053
+1,027
+5% +$155K
STPZ icon
107
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$3.43M 0.2%
66,763
+1,825
+3% +$93.8K
DTE icon
108
DTE Energy
DTE
$31.1B
$3.42M 0.2%
36,822
+292
+0.8% +$27.2K
VYM icon
109
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.4M 0.2%
39,011
-4,830
-11% -$418K
WM icon
110
Waste Management
WM
$95.9B
$3.32M 0.2%
36,777
+974
+3% +$86.4K
FXR icon
111
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$3.32M 0.2%
+78,322
New +$3.25M
FREL icon
112
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$3.31M 0.19%
137,488
+74,143
+117% +$1.84M
XLE icon
113
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$3.26M 0.19%
86,052
-1,950
-2% -$73.1K
NOBL icon
114
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$3.19M 0.19%
95,500
-950
-1% -$31.2K
KO icon
115
Coca-Cola
KO
$354B
$3.16M 0.19%
68,409
-1,354
-2% -$61.9K
CSX icon
116
CSX Corp
CSX
$98.6B
$3.16M 0.19%
127,839
+10,506
+9% +$250K
ROST icon
117
Ross Stores
ROST
$76.6B
$3.15M 0.19%
+31,827
New +$2.92M
MRK icon
118
Merck
MRK
$324B
$3.12M 0.18%
46,054
+858
+2% +$54.7K
OLLI icon
119
Ollie's Bargain Outlet
OLLI
$4.01B
$3.08M 0.18%
32,042
-1,722
-5% -$137K
XLP icon
120
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.06M 0.18%
56,765
-1,752
-3% -$94K
HFRO
121
Highland Opportunities and Income Fund
HFRO
$400M
$2.98M 0.18%
193,444
-11,595
-6% -$182K
LQDH icon
122
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$2.98M 0.18%
30,647
+10,283
+50% +$993K
CLX icon
123
Clorox
CLX
$11.6B
$2.97M 0.17%
19,731
-164
-0.8% -$23.3K
FDX icon
124
FedEx
FDX
$74.5B
$2.92M 0.17%
12,123
+1,710
+16% +$414K
SOXX icon
125
iShares Semiconductor ETF
SOXX
$44.2B
$2.89M 0.17%
46,920
-3,066
-6% -$189K
3 4
5
6 7

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.