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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
(-13%)
Cap. Flow
-$43.6M
Cap. Flow
% of AUM
-6.91%
Top 10 Holdings %
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.14M |
| 2 |
Global Net Lease
GNL
|
+$3.09M |
| 3 |
ProShares UltraShort S&P500
SDS
|
+$2.42M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$2.23M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VQT
iPath S&P VEQTOR ETN
VQT
|
+$3.85M |
| 2 |
Apple
AAPL
|
+$3.73M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.09M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$2.84M |
| 5 |
State Street SPDR S&P Dividend ETF
SDY
|
+$2.84M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 6.11% |
| 2 | Technology | 5.58% |
| 3 | Consumer Staples | 5.25% |
| 4 | Financials | 4.57% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Nike
NKE
$61.9B
| $1.48M | 0.23% |
23,990
-1,438
| -6% | -$81.4K |
|
102
iShares MSCI EAFE ETF
EFA
$76.4B
| $1.45M | 0.23% |
25,338
-14,656
| -37% | -$905K |
|
103
ProShares UltraShort Dow 30
DXD
$44.8M
| $1.45M | 0.23% |
+3,034
| New | +$1.35M |
|
104
Caterpillar
CAT
$409B
| $1.43M | 0.23% |
21,831
-1,201
| -5% | -$91.9K |
|
105
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $1.42M | 0.23% |
78,630
-83,730
| -52% | -$1.62M |
|
106
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
| $1.41M | 0.22% |
33,593
-4,424
| -12% | -$195K |
|
107
NextEra Energy
NEE
$187B
| $1.36M | 0.22% |
55,716
+2,296
| +4% | +$58.4K |
|
|
BSJG
108
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
| $1.35M | 0.21% |
52,238
+32,107
| +159% | +$839K |
|
|
AMED
109
DELISTED
Amedisys
AMED
| $1.34M | 0.21% |
35,231
-1,412
| -4% | -$59.6K |
|
110
Eli Lilly
LLY
$1.07T
| $1.34M | 0.21% |
15,987
-928
| -5% | -$78.3K |
|
111
iShares International Select Dividend ETF
IDV
$8.25B
| $1.33M | 0.21% |
47,249
-8,129
| -15% | -$248K |
|
112
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $1.33M | 0.21% |
33,041
-1,041
| -3% | -$44.4K |
|
113
Bristol-Myers Squibb
BMY
$127B
| $1.31M | 0.21% |
22,219
-578
| -3% | -$36.7K |
|
114
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $1.31M | 0.21% |
59,051
-7,114
| -11% | -$161K |
|
115
National Grid
NGG
$81.9B
| $1.3M | 0.21% |
19,386
-189
| -1% | -$12.1K |
|
|
BSJH
116
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $1.28M | 0.2% |
50,362
+33,508
| +199% | +$870K |
|
117
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $1.26M | 0.2% |
44,999
-7,842
| -15% | -$235K |
|
118
Vanguard Health Care ETF
VHT
$18.2B
| $1.25M | 0.2% |
10,234
+58
| +0.6% | +$7.96K |
|
119
CVS Health
CVS
$137B
| $1.25M | 0.2% |
12,971
-158
| -1% | -$16.6K |
|
120
Ventas
VTR
$48.9B
| $1.24M | 0.2% |
22,056
+5,128
| +30% | +$336K |
|
121
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $1.23M | 0.2% |
34,559
-6,598
| -16% | -$253K |
|
122
CALL
Boeing
BA
$165B
| $1.23M | 0.2% |
+9,400
| New | +$1.3M |
|
123
InterDigital
IDCC
$6.68B
| $1.22M | 0.19% |
24,162
+581
| +2% | +$30K |
|
|
MMP
124
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.22M | 0.19% |
20,217
+6,397
| +46% | +$437K |
|
125
BP
BP
$113B
| $1.21M | 0.19% |
47,139
-502
| -1% | -$14.7K |
|
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Sigma Planning Corp's Q3 2015 Portfolio in Review
As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.
Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.
- Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
- Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
- Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
- Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
- Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.
Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.