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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KJAN icon
1201
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$208K 0.01%
+5,163
New +$201K
FSEP icon
1202
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$208K 0.01%
+4,106
New +$203K
SFM icon
1203
Sprouts Farmers Market
SFM
$7.04B
$207K 0.01%
1,907
-204
-10% -$29.7K
BUFF icon
1204
Innovator Laddered Allocation Power Buffer ETF
BUFF
$895M
$207K 0.01%
4,246
-578
-12% -$27.7K
CIEN icon
1205
Ciena
CIEN
$55.3B
$207K 0.01%
1,424
-1,115
-44% -$114K
SAM icon
1206
Boston Beer
SAM
$1.88B
$207K 0.01%
+980
New +$208K
PSN icon
1207
Parsons
PSN
$6.28B
$207K 0.01%
+2,495
New +$193K
TSI
1208
TCW Strategic Income Fund
TSI
$212M
$206K 0.01%
41,952
– –
ONB icon
1209
Old National Bancorp
ONB
$10.1B
$206K 0.01%
9,396
+4
+0% +$88
PINK icon
1210
Simplify Health Care ETF
PINK
$375M
$206K 0.01%
+6,493
New +$196K
DJTWW
1211
Trump Media & Technology Group Warrants
DJTWW
$703M
$205K 0.01%
25,415
– –
ROE icon
1212
Astoria US Quality Kings ETF
ROE
$257M
$204K 0.01%
+5,905
New +$195K
EWM icon
1213
iShares MSCI Malaysia ETF
EWM
$305M
$203K 0.01%
+7,826
New +$194K
DDOG icon
1214
Datadog
DDOG
$87.9B
$202K 0.01%
+1,421
New +$196K
ACWV icon
1215
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$201K 0.01%
+1,679
New +$199K
XBI icon
1216
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$201K 0.01%
+2,009
New +$181K
EYLD icon
1217
Cambria Emerging Shareholder Yield ETF
EYLD
$839M
$201K 0.01%
5,407
-16,779
-76% -$623K
HIG icon
1218
Hartford Financial Services
HIG
$38.5B
$200K 0.01%
1,502
-234
-13% -$30K
EIDO icon
1219
iShares MSCI Indonesia ETF
EIDO
$476M
$196K 0.01%
+11,142
New +$199K
ADPT icon
1220
Adaptive Biotechnologies
ADPT
$3.56B
$195K 0.01%
+13,015
New +$159K
MARA icon
1221
Marathon Digital Holdings
MARA
$4.62B
$194K 0.01%
10,604
-120
-1% -$2.02K
NGD
1222
DELISTED
New Gold Inc
NGD
$189K 0.01%
26,390
-200
-0.8% -$1.08K
CIM
1223
Chimera Investment
CIM
$1.05B
$189K 0.01%
14,274
-368
-3% -$5.12K
FLG
1224
Flagstar Bank National Association
FLG
$5.77B
$189K 0.01%
16,325
-2,913
-15% -$34.7K
AG icon
1225
First Majestic Silver
AG
$8.05B
$188K 0.01%
15,259
-1,623
-10% -$15K
47 48
49
50 51

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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.