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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
1201
PUT
Newell Brands
NWL
$2.16B
$1.92K ﹤0.01%
+16,100
New +$129K
QCOM icon
1202
CALL
Qualcomm
QCOM
$176B
$600 ﹤0.01%
+20,000
New +$3.26M
SQFTW icon
1203
Presidio Property Trust Inc Series A Warrants
SQFTW
$208K
$350 ﹤0.01%
10,218
– –
ACWV icon
1204
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
– –
-2,339
Closed -$255K
AIG icon
1205
American International
AIG
$41.9B
– –
-6,124
Closed -$446K
ALB icon
1206
Albemarle
ALB
$13.5B
– –
-3,536
Closed -$304K
ALLY icon
1207
Ally Financial
ALLY
$13.1B
– –
-6,010
Closed -$216K
APAM icon
1208
Artisan Partners
APAM
$2.79B
– –
-4,694
Closed -$202K
ARKW icon
1209
ARK Web x.0 ETF
ARKW
$1.64B
– –
-2,231
Closed -$241K
ARMK icon
1210
Aramark
ARMK
$15B
– –
-23,028
Closed -$859K
ASIX icon
1211
AdvanSix
ASIX
$567M
– –
-8,460
Closed -$241K
BCX icon
1212
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
– –
-10,976
Closed -$93.7K
BNS icon
1213
Scotiabank
BNS
$106B
– –
-10,267
Closed -$552K
BBBY
1214
Bed Bath & Beyond
BBBY
$473M
– –
-16,775
Closed -$75.2K
CHTR icon
1215
Charter Communications
CHTR
$14.7B
– –
-701
Closed -$240K
CLH icon
1216
Clean Harbors
CLH
$16.1B
– –
-6,446
Closed -$1.48M
CYBR
1217
DELISTED
CyberArk
CYBR
– –
-665
Closed -$222K
DDIV icon
1218
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$71.2M
– –
-5,929
Closed -$224K
DDOG icon
1219
Datadog
DDOG
$87.9B
– –
-2,092
Closed -$299K
DECK icon
1220
Deckers Outdoor
DECK
$13.3B
– –
-1,447
Closed -$294K
DFAX icon
1221
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
– –
-8,950
Closed -$223K
DFEB icon
1222
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
– –
-5,849
Closed -$250K
DHI icon
1223
D.R. Horton
DHI
$41B
– –
-1,493
Closed -$209K
DJD icon
1224
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$476M
– –
-29,771
Closed -$1.51M
EEMS icon
1225
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
– –
-4,105
Closed -$239K
47 48
49
50 51

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WWA
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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.