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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BB icon
1201
BlackBerry
BB
$4.68B
$34K ﹤0.01%
+12,326
New +$36K
TPIC
1202
DELISTED
TPI Composites
TPIC
$29.3K ﹤0.01%
10,061
+50
+0.5% +$147
TLRY icon
1203
Tilray
TLRY
$494M
$27.2K ﹤0.01%
+1,100
New +$21.2K
RGTI icon
1204
Rigetti Computing
RGTI
$4.83B
$26.6K ﹤0.01%
+17,416
New +$25.1K
EVGN icon
1205
Evogene
EVGN
$6.04M
$23.8K ﹤0.01%
3,179
+870
+38% +$7.26K
NKLA
1206
DELISTED
Nikola Corporation Common Stock
NKLA
$23.5K ﹤0.01%
752
-137
-15% -$2.94K
ZOM
1207
DELISTED
Zomedica Corp.
ZOM
$23.4K ﹤0.01%
+160,500
New +$22.5K
DNN icon
1208
Denison Mines
DNN
$2.49B
$23.4K ﹤0.01%
12,000
+2,000
+20% +$3.79K
OPK icon
1209
Opko Health
OPK
$1.25B
$21.8K ﹤0.01%
+18,189
New +$18.2K
PLG
1210
Platinum Group Metals
PLG
$157M
$21.6K ﹤0.01%
18,500
+3,000
+19% +$3.22K
LUMN icon
1211
Lumen
LUMN
$6.24B
$17.2K ﹤0.01%
+11,007
New +$17.2K
ASIX icon
1212
PUT
AdvanSix
ASIX
$551M
$10.9K ﹤0.01%
+66,400
New +$1.77M
RCAT icon
1213
Red Cat Holdings
RCAT
$1.11B
$10.5K ﹤0.01%
+13,683
New +$10.1K
OLED icon
1214
PUT
Universal Display
OLED
$3.85B
$8.64K ﹤0.01%
+11,700
New +$2.04M
BFH icon
1215
PUT
Bread Financial
BFH
$4.29B
$6.2K ﹤0.01%
+36,400
New +$1.29M
ECPG icon
1216
PUT
Encore Capital Group
ECPG
$2.04B
$6.12K ﹤0.01%
+10,900
New +$537K
ALP
1217
Alpha Compute
ALP
$4.78M
$6.02K ﹤0.01%
+534
New +$8.05K
GNW icon
1218
PUT
Genworth Financial
GNW
$3.85B
$1.78K ﹤0.01%
10,100
-12,700
-56% -$79.5K
PBI icon
1219
PUT
Pitney Bowes
PBI
$2.43B
$1.58K ﹤0.01%
31,200
+20,900
+203% +$86.2K
SQFTW icon
1220
Presidio Property Trust Inc Series A Warrants
SQFTW
$201K
$705 ﹤0.01%
10,218
– –
UBS icon
1221
CALL
UBS Group
UBS
$171B
$250 ﹤0.01%
25,000
– –
ACXP icon
1222
Acurx Pharmaceuticals
ACXP
$6.06M
– –
-500
Closed -$38.3K
AWF
1223
AllianceBernstein Global High Income Fund
AWF
$873M
– –
-19,419
Closed -$197K
STEX
1224
Streamex Corp
STEX
$74.9M
– –
-1,500
Closed -$7.13K
BYND icon
1225
Beyond Meat
BYND
$276M
– –
-10,085
Closed -$89.8K
47 48
49
50 51

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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.