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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
1201
abrdn Asia-Pacific Income Fund
FAX
$590M
$96.6K ﹤0.01%
6,123
-570
-9% -$8.58K
AG icon
1202
First Majestic Silver
AG
$8.05B
$94.8K ﹤0.01%
11,360
-37,645
-77% -$329K
NIM icon
1203
Nuveen Select Maturities Municipal Fund
NIM
$117M
$92.8K ﹤0.01%
10,239
-1,150
-10% -$10.4K
MTTR
1204
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$90K ﹤0.01%
32,133
-13,327
-29% -$42.6K
BBDC icon
1205
Barings BDC
BBDC
$862M
$89.6K ﹤0.01%
10,998
-1,260
-10% -$10.9K
QS icon
1206
QuantumScape Corp
QS
$3B
$89.3K ﹤0.01%
15,741
+821
+6% +$6.08K
NOK icon
1207
Nokia
NOK
$50.8B
$88.6K ﹤0.01%
19,086
-331
-2% -$1.53K
HOOD icon
1208
Robinhood
HOOD
$85.2B
$84.9K ﹤0.01%
+10,429
New +$102K
RIG icon
1209
Transocean
RIG
$5.92B
$79.4K ﹤0.01%
17,409
+120
+0.7% +$463
EXG icon
1210
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$78.3K ﹤0.01%
10,373
+73
+0.7% +$559
SER icon
1211
Serina Therapeutics
SER
$31M
$74.5K ﹤0.01%
3,838
+506
+15% +$10.7K
IGR
1212
CBRE Global Real Estate Income Fund
IGR
$712M
$74.5K ﹤0.01%
12,995
+26
+0.2% +$153
CHS
1213
DELISTED
Chicos FAS, Inc.
CHS
$73.8K ﹤0.01%
15,000
+3,500
+30% +$19.7K
NKLA
1214
DELISTED
Nikola Corporation Common Stock
NKLA
$71.7K ﹤0.01%
1,107
+268
+32% +$22.4K
EVGO icon
1215
EVgo
EVGO
$200M
$71.7K ﹤0.01%
16,031
-685
-4% -$4.43K
RWT
1216
Redwood Trust
RWT
$616M
$71.4K ﹤0.01%
10,564
+38
+0.4% +$265
HCDIP
1217
DELISTED
Harbor Custom Development, Inc. 8.0% Series A Cumulative Convertible Preferred Stock, no par value
HCDIP
$69.7K ﹤0.01%
10,800
+500
+5% +$4.26K
IAG icon
1218
IAMGOLD
IAG
$8.47B
$69.3K ﹤0.01%
+26,853
New +$46.6K
BRSP
1219
BrightSpire Capital
BRSP
$681M
$66.7K ﹤0.01%
+10,702
New +$74.3K
ALP
1220
Alpha Compute
ALP
$5.08M
$62.7K ﹤0.01%
593
+9
+2% +$1.1K
OXSQ icon
1221
Oxford Square Capital
OXSQ
$151M
$61.2K ﹤0.01%
19,620
+585
+3% +$1.78K
MBRX icon
1222
Moleculin Biotech
MBRX
$15M
$61K ﹤0.01%
153
– –
IAF
1223
abrdn Australia Equity Fund
IAF
$120M
$56.6K ﹤0.01%
4,295
– –
TLRY icon
1224
Tilray
TLRY
$479M
$56.5K ﹤0.01%
2,101
+212
+11% +$7.42K
IBRX icon
1225
ImmunityBio
IBRX
$7.44B
$56K ﹤0.01%
11,050
+300
+3% +$1.65K
47 48
49
50 51

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.