SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+7.79%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$2.8B
AUM Growth
+$183M
Cap. Flow
+$19.6M
Cap. Flow %
0.7%
Top 10 Hldgs %
18.84%
Holding
1,358
New
104
Increased
504
Reduced
608
Closed
97

Top Buys

1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
$12.8M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
$11.1M
4
NOC icon
Northrop Grumman
NOC
$5.58M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
$5.08M

Top Sells

1
FVD icon
First Trust Value Line Dividend Fund
FVD
$9.48M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
$9M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$8.18M
4
AAPL icon
Apple
AAPL
$4.17M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$3.39M

Sector Composition

1 Technology 8.97%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FAX
1201
abrdn Asia-Pacific Income Fund
FAX
$678M
$96.6K ﹤0.01%
6,123
-570
-9% -$8.99K
AG icon
1202
First Majestic Silver
AG
$4.47B
$94.8K ﹤0.01%
11,360
-37,645
-77% -$314K
NIM icon
1203
Nuveen Select Maturities Municipal Fund
NIM
$115M
$92.8K ﹤0.01%
10,239
-1,150
-10% -$10.4K
MTTR
1204
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$90K ﹤0.01%
32,133
-13,327
-29% -$37.3K
BBDC icon
1205
Barings BDC
BBDC
$987M
$89.6K ﹤0.01%
10,998
-1,260
-10% -$10.3K
QS icon
1206
QuantumScape
QS
$4.44B
$89.3K ﹤0.01%
15,741
+821
+6% +$4.66K
NOK icon
1207
Nokia
NOK
$24.5B
$88.6K ﹤0.01%
19,086
-331
-2% -$1.54K
HOOD icon
1208
Robinhood
HOOD
$90B
$84.9K ﹤0.01%
+10,429
New +$84.9K
RIG icon
1209
Transocean
RIG
$2.9B
$79.4K ﹤0.01%
17,409
+120
+0.7% +$547
EXG icon
1210
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
$78.3K ﹤0.01%
10,373
+73
+0.7% +$551
SER icon
1211
Serina Therapeutics
SER
$52.2M
$74.5K ﹤0.01%
3,838
+506
+15% +$9.82K
IGR
1212
CBRE Global Real Estate Income Fund
IGR
$765M
$74.5K ﹤0.01%
12,995
+26
+0.2% +$149
CHS
1213
DELISTED
Chicos FAS, Inc.
CHS
$73.8K ﹤0.01%
15,000
+3,500
+30% +$17.2K
NKLA
1214
DELISTED
Nikola Corporation Common Stock
NKLA
$71.7K ﹤0.01%
1,107
+268
+32% +$17.4K
EVGO icon
1215
EVgo
EVGO
$529M
$71.7K ﹤0.01%
16,031
-685
-4% -$3.06K
RWT
1216
Redwood Trust
RWT
$823M
$71.4K ﹤0.01%
10,564
+38
+0.4% +$257
HCDIP
1217
DELISTED
Harbor Custom Development, Inc. 8.0% Series A Cumulative Convertible Preferred Stock, no par value
HCDIP
$69.7K ﹤0.01%
10,800
+500
+5% +$3.23K
IAG icon
1218
IAMGOLD
IAG
$5.7B
$69.3K ﹤0.01%
+26,853
New +$69.3K
BRSP
1219
BrightSpire Capital
BRSP
$772M
$66.7K ﹤0.01%
+10,702
New +$66.7K
ATON
1220
AlphaTON Capital Corp. Common Stock
ATON
$11.6M
$62.7K ﹤0.01%
593
+9
+2% +$952
OXSQ icon
1221
Oxford Square Capital
OXSQ
$172M
$61.2K ﹤0.01%
19,620
+585
+3% +$1.83K
MBRX icon
1222
Moleculin Biotech
MBRX
$11.4M
$61K ﹤0.01%
3,833
– –
IAF
1223
abrdn Australia Equity Fund
IAF
$126M
$56.6K ﹤0.01%
12,885
– –
TLRY icon
1224
Tilray
TLRY
$1.31B
$56.5K ﹤0.01%
21,010
+2,119
+11% +$5.7K
IBRX icon
1225
ImmunityBio
IBRX
$2.27B
$56K ﹤0.01%
11,050
+300
+3% +$1.52K
47 48
49
50 51