We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB icon
1176
Gabelli Equity Trust
GAB
$1.74B
$71K ﹤0.01%
12,887
+1,055
+9% +$5.82K
BGS icon
1177
B&G Foods
BGS
$285M
$69K ﹤0.01%
+10,050
New +$67.1K
HIO
1178
Western Asset High Income Opportunity Fund
HIO
$335M
$68.6K ﹤0.01%
+17,226
New +$68.9K
AWP
1179
abrdn Global Premier Properties Fund
AWP
$377M
$63.9K ﹤0.01%
5,492
-84
-2% -$989
XRX icon
1180
Xerox
XRX
$337M
$55.3K ﹤0.01%
+11,450
New +$85.9K
APTO
1181
DELISTED
Aptose Biosciences, Inc.
APTO
$54.8K ﹤0.01%
17,389
-6,057
-26% -$29.5K
OXSQ icon
1182
Oxford Square Capital
OXSQ
$151M
$53.4K ﹤0.01%
20,472
+265
+1% +$713
IBRX icon
1183
ImmunityBio
IBRX
$7.44B
$51.2K ﹤0.01%
17,000
– –
IAF
1184
abrdn Australia Equity Fund
IAF
$120M
$48.8K ﹤0.01%
4,033
– –
GGB icon
1185
Gerdau
GGB
$9.44B
$46.3K ﹤0.01%
+16,311
New +$47.6K
OLED icon
1186
PUT
Universal Display
OLED
$3.71B
$46.3K ﹤0.01%
13,500
-26,000
-66% -$3.88M
SB icon
1187
Safe Bulkers
SB
$781M
$43.5K ﹤0.01%
11,799
+14
+0.1% +$51
BBD icon
1188
Banco Bradesco
BBD
$38.1B
$43.4K ﹤0.01%
+19,463
New +$40.3K
LULU icon
1189
CALL
lululemon athletica
LULU
$13B
$42K ﹤0.01%
+20,000
New +$7.34M
AI icon
1190
CALL
C3.ai
AI
$1.27B
$35.4K ﹤0.01%
+20,000
New +$568K
ACHV icon
1191
Achieve Life Sciences
ACHV
$626M
$34.6K ﹤0.01%
12,950
+2,350
+22% +$7.31K
PLG
1192
Platinum Group Metals
PLG
$164M
$31.6K ﹤0.01%
25,500
+2,000
+9% +$2.57K
PLUG icon
1193
Plug Power
PLUG
$2.92B
$31.4K ﹤0.01%
23,257
-1,431
-6% -$2.72K
OPK icon
1194
Opko Health
OPK
$921M
$29.8K ﹤0.01%
17,972
– –
ESPR
1195
DELISTED
Esperion Therapeutics
ESPR
$17.6K ﹤0.01%
12,250
-178,191
-94% -$328K
DNN icon
1196
Denison Mines
DNN
$2.63B
$15.6K ﹤0.01%
12,000
– –
TLRY icon
1197
Tilray
TLRY
$479M
$8.93K ﹤0.01%
1,358
+37
+3% +$342
CMLS
1198
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$6.24K ﹤0.01%
14,119
-7,581
-35% -$5.49K
BFH icon
1199
PUT
Bread Financial
BFH
$4.21B
$5.41K ﹤0.01%
+12,000
New +$682K
ECPG icon
1200
PUT
Encore Capital Group
ECPG
$1.93B
$2.28K ﹤0.01%
+12,800
New +$558K
46 47
48
49 50

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.