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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDAQ icon
1176
Nasdaq
NDAQ
$51.5B
$247K 0.01%
3,531
-558
-14% -$38K
QDF icon
1177
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$246K 0.01%
4,016
+23
+0.6% +$1.35K
DFAI
1178
Dimensional International Core Equity Market ETF
DFAI
$17.1B
$245K 0.01%
8,279
+506
+7% +$14.9K
IDNA icon
1179
iShares Genomics Immunology and Healthcare ETF
IDNA
$189M
$245K 0.01%
5,603
-463
-8% -$21.9K
IETC icon
1180
iShares US Tech Independence Focused ETF
IETC
$722M
$245K 0.01%
4,010
+58
+1% +$3.48K
IRDM icon
1181
Iridium Communications
IRDM
$4.85B
$245K 0.01%
5,944
+12
+0.2% +$485
MDC
1182
DELISTED
M.D.C. Holdings, Inc.
MDC
$245K 0.01%
4,392
-1,124
-20% -$57.2K
BWA icon
1183
BorgWarner
BWA
$13.2B
$244K 0.01%
+6,153
New +$247K
LPX icon
1184
Louisiana-Pacific
LPX
$5.2B
$244K 0.01%
3,120
-1,223
-28% -$83.8K
WRK
1185
DELISTED
WestRock Company
WRK
$244K 0.01%
5,505
-1,217
-18% -$57.3K
ALK icon
1186
Alaska Air
ALK
$5.15B
$243K 0.01%
4,667
-565
-11% -$30.6K
CIEN icon
1187
Ciena
CIEN
$55.3B
$243K 0.01%
+3,163
New +$195K
DOC icon
1188
Healthpeak Properties
DOC
$15.4B
$242K 0.01%
6,706
-229
-3% -$7.9K
FEZ icon
1189
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$242K 0.01%
5,194
-79
-1% -$3.69K
CDMO
1190
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$242K 0.01%
+8,300
New +$238K
NVAX icon
1191
Novavax
NVAX
$1.23B
$241K 0.01%
1,685
+355
+27% +$61K
PSL icon
1192
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$241K 0.01%
2,633
– –
TLH icon
1193
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$241K 0.01%
+1,622
New +$240K
BUI icon
1194
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
$240K 0.01%
9,000
-75
-0.8% -$1.93K
CNC icon
1195
Centene
CNC
$31.3B
$239K 0.01%
+2,899
New +$212K
DBAW icon
1196
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$277M
$239K 0.01%
+7,096
New +$239K
FFC
1197
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$239K 0.01%
11,003
-529
-5% -$11.7K
MCK icon
1198
McKesson
MCK
$98.5B
$239K 0.01%
962
-173
-15% -$38K
NAVI icon
1199
Navient
NAVI
$774M
$239K 0.01%
11,280
+38
+0.3% +$768
PTC icon
1200
PTC
PTC
$13.7B
$239K 0.01%
1,973
-5,867
-75% -$707K
46 47
48
49 50

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.