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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYJ icon
1151
iShares US Industrials ETF
IYJ
$1.98B
$231K 0.01%
1,583
+2
+0.1% +$290
LTC
1152
LTC Properties
LTC
$2.16B
$231K 0.01%
6,258
+260
+4% +$9.28K
KAPR icon
1153
Innovator US Small Cap Power Buffer ETF April
KAPR
$214M
$231K 0.01%
6,742
+149
+2% +$4.97K
INCM icon
1154
Franklin Income Focus ETF
INCM
$1.66B
$230K 0.01%
+8,299
New +$228K
UGI icon
1155
UGI
UGI
$8B
$230K 0.01%
6,901
-865
-11% -$30.2K
XT icon
1156
iShares Future Exponential Technologies ETF
XT
$3.77B
$229K 0.01%
3,186
-50
-2% -$3.38K
CGIC
1157
Capital Group International Core Equity ETF
CGIC
$2.16B
$228K 0.01%
7,410
+271
+4% +$8.08K
LEN icon
1158
Lennar Class A
LEN
$20.4B
$228K 0.01%
+1,805
New +$224K
DRD
1159
DRDGold
DRD
$1.82B
$228K 0.01%
+8,243
New +$148K
ESGU icon
1160
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$227K 0.01%
+1,560
New +$218K
HPQ icon
1161
HP
HPQ
$23.5B
$227K 0.01%
8,335
-3
-0% -$80
SGI
1162
Somnigroup International
SGI
$15.1B
$227K 0.01%
+2,691
New +$212K
IWX icon
1163
iShares Russell Top 200 Value ETF
IWX
$4.03B
$226K 0.01%
+2,574
New +$221K
FUTU icon
1164
Futu Holdings
FUTU
$13.9B
$226K 0.01%
+1,300
New +$216K
BIDU icon
1165
Baidu
BIDU
$35.8B
$226K 0.01%
+1,712
New +$170K
IYK icon
1166
iShares US Consumer Staples ETF
IYK
$1.39B
$226K 0.01%
3,298
-306
-8% -$21.4K
CPNS
1167
Calamos Nasdaq-100 Structured Alt Protection ETF - September
CPNS
$22.5M
$225K 0.01%
+8,343
New +$222K
CPRJ
1168
Calamos Russell 2000 Structured Alt Protection ETF - July
CPRJ
$33.1M
$225K 0.01%
8,503
– –
CCI icon
1169
Crown Castle
CCI
$32.7B
$224K 0.01%
2,322
-564
-20% -$57.1K
FEM icon
1170
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$224K 0.01%
+8,262
New +$214K
EUFN icon
1171
iShares MSCI Europe Financials ETF
EUFN
$3.87B
$224K 0.01%
+6,513
New +$216K
CQP icon
1172
Cheniere Energy
CQP
$31.8B
$223K 0.01%
4,149
+80
+2% +$4.35K
CPSJ
1173
Calamos S&P 500 Structured Alt Protection ETF - July
CPSJ
$47.1M
$223K 0.01%
8,391
– –
FMDE icon
1174
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.52B
$223K 0.01%
6,168
-221
-3% -$7.82K
NULG icon
1175
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$222K 0.01%
+2,234
New +$217K
45 46
47
48 49

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.