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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
(-7.5%)
Cap. Flow
-$352M
Cap. Flow
% of AUM
-12.63%
Top 10 Holdings %
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$23.6M |
| 2 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.13M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.56M |
| 4 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.92M |
| 5 |
First Trust Long Duration Opportunities ETF
LGOV
|
+$3.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$13M |
| 2 |
Apple
AAPL
|
+$12M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$11.8M |
| 4 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$11.5M |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Consumer Discretionary | 4.93% |
| 3 | Healthcare | 4.39% |
| 4 | Financials | 4.02% |
| 5 | Industrials | 3.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
United States Natural Gas Fund
UNG
$470M
| $84.7K | ﹤0.01% |
2,854
-1,599
| -36% | -$43.3K |
|
1152
Hecla Mining
HL
$10.2B
| $84K | ﹤0.01% |
16,301
-117,692
| -88% | -$672K |
|
1153
Barings BDC
BBDC
$862M
| $83.3K | ﹤0.01% |
10,625
+32
| +0.3% | +$246 |
|
1154
Amplify Alternative Harvest ETF
MJ
$101M
| $81.3K | ﹤0.01% |
2,265
-1,775
| -44% | -$68.3K |
|
1155
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
| $80.1K | ﹤0.01% |
14,456
| – | – |
|
|
IGR
1156
CBRE Global Real Estate Income Fund
IGR
$712M
| $72.1K | ﹤0.01% |
13,782
+316
| +2% | +$1.67K |
|
1157
Capitol Federal Financial
CFFN
$1.08B
| $71.6K | ﹤0.01% |
+11,600
| New | +$72.1K |
|
|
EIGR
1158
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
| $71.5K | ﹤0.01% |
3,383
-3,429
| -50% | -$106K |
|
|
AWP
1159
abrdn Global Premier Properties Fund
AWP
$377M
| $70.1K | ﹤0.01% |
5,958
-1,020
| -15% | -$11.9K |
|
1160
SiriusXM
SIRI
$10B
| $69.6K | ﹤0.01% |
1,536
-443
| -22% | -$16.7K |
|
|
TFFP
1161
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
| $68.2K | ﹤0.01% |
5,802
-406
| -7% | -$5.83K |
|
1162
BlackBerry
BB
$5.01B
| $68.2K | ﹤0.01% |
12,326
| – | – |
|
1163
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
| $68.1K | ﹤0.01% |
10,510
-4,165
| -28% | -$26.4K |
|
|
RWT
1164
Redwood Trust
RWT
$616M
| $67.4K | ﹤0.01% |
10,584
+20
| +0.2% | +$125 |
|
1165
Coeur Mining
CDE
$15.6B
| $66.5K | ﹤0.01% |
23,410
-178,708
| -88% | -$607K |
|
1166
FuelCell Energy
FCEL
$1.7B
| $63.9K | ﹤0.01% |
987
-271
| -22% | -$18.4K |
|
|
HBI
1167
DELISTED
Hanesbrands
HBI
| $62.4K | ﹤0.01% |
13,742
-41,777
| -75% | -$191K |
|
1168
Lumen
LUMN
$6.53B
| $59.5K | ﹤0.01% |
26,328
-2,978
| -10% | -$6.56K |
|
1169
NGL Energy Partners
NGL
$1.94B
| $58.4K | ﹤0.01% |
+15,004
| New | +$48.6K |
|
1170
Evogene
EVGN
$6.57M
| $48.1K | ﹤0.01% |
4,494
-106
| -2% | -$716 |
|
|
NSL
1171
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $47.5K | ﹤0.01% |
10,365
| – | – |
|
|
TUP
1172
DELISTED
Tupperware Brands Corporation
TUP
| $41.3K | ﹤0.01% |
51,648
+37,451
| +264% | +$40.6K |
|
|
NKLA
1173
DELISTED
Nikola Corporation Common Stock
NKLA
| $40.6K | ﹤0.01% |
982
-356
| -27% | -$9.82K |
|
|
ALP
1174
Alpha Compute
ALP
$5.08M
| $40.2K | ﹤0.01% |
575
| – | – |
|
1175
Oxford Square Capital
OXSQ
$151M
| $39.6K | ﹤0.01% |
14,929
-4,768
| -24% | -$14K |
|
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Sigma Planning Corp's Q2 2023 Portfolio in Review
As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.
- Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
- Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
- Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
- Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
- Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.
Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.