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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXX icon
1151
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$169K 0.01%
10,500
-38
-0.4% -$632
LUMN icon
1152
Lumen
LUMN
$6.53B
$168K 0.01%
32,270
-10,552
-25% -$64.8K
SLRC icon
1153
SLR Investment Corp
SLRC
$706M
$167K 0.01%
12,007
+442
+4% +$6.14K
HPS
1154
John Hancock Preferred Income Fund III
HPS
$458M
$167K 0.01%
11,547
+29
+0.3% +$422
GAP
1155
The Gap Inc
GAP
$6.84B
$166K 0.01%
14,689
-1,057
-7% -$12.6K
FTI icon
1156
TechnipFMC
FTI
$30.6B
$162K 0.01%
+13,288
New +$149K
HPE icon
1157
Hewlett Packard
HPE
$63.2B
$160K 0.01%
+10,017
New +$148K
CPZ
1158
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$253M
$159K 0.01%
10,500
-100
-0.9% -$1.55K
EFR
1159
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$159K 0.01%
14,522
-1,657
-10% -$18.5K
BLOK icon
1160
Amplify Blockchain Technology ETF
BLOK
$1.1B
$157K 0.01%
10,354
-1,046
-9% -$18K
SBSW icon
1161
Sibanye-Stillwater
SBSW
$5.92B
$154K 0.01%
+14,422
New +$146K
RQI icon
1162
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$153K 0.01%
13,277
+101
+0.8% +$1.21K
GF
1163
New Germany Fund
GF
$184M
$152K 0.01%
19,326
– –
FFLG icon
1164
Fidelity Fundamental Large Cap Growth ETF
FFLG
$634M
$148K 0.01%
11,657
+440
+4% +$5.79K
CMLS
1165
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$144K 0.01%
23,222
+400
+2% +$2.86K
DCGO icon
1166
DocGo
DCGO
$58.9M
$143K 0.01%
20,200
+6,000
+42% +$50.3K
NMCO icon
1167
Nuveen Municipal Credit Opportunities Fund
NMCO
$579M
$142K 0.01%
+12,902
New +$144K
EVV
1168
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$139K 0.01%
14,826
-1,373
-8% -$13.3K
MDNA
1169
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$139K 0.01%
302,550
+39,500
+15% +$24.1K
RIOT icon
1170
Riot Platforms
RIOT
$8.52B
$138K ﹤0.01%
40,602
+2,918
+8% +$15.1K
EIGR
1171
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$137K ﹤0.01%
3,877
+1,745
+82% +$210K
NVG icon
1172
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$137K ﹤0.01%
11,270
-1,886
-14% -$22.1K
JMIA
1173
Jumia Technologies
JMIA
$726M
$134K ﹤0.01%
41,891
+2,327
+6% +$10.5K
GAB icon
1174
Gabelli Equity Trust
GAB
$1.74B
$132K ﹤0.01%
24,058
+549
+2% +$3.05K
ATOM icon
1175
Atomera
ATOM
$201M
$129K ﹤0.01%
20,675
+575
+3% +$4.71K
45 46
47
48 49

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.