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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEMV icon
1151
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$263K 0.01%
4,181
+22
+0.5% +$1.39K
JCI icon
1152
Johnson Controls International
JCI
$87.5B
$263K 0.01%
3,238
+84
+3% +$6.35K
PNW icon
1153
Pinnacle West Capital
PNW
$12.9B
$262K 0.01%
3,712
+764
+26% +$51.3K
STWD icon
1154
Starwood Property Trust
STWD
$6.12B
$262K 0.01%
10,768
-1,317
-11% -$33.2K
KYNB
1155
Kyntra Bio
KYNB
$28.5M
$261K 0.01%
741
-4
-0.5% -$1.25K
HCA icon
1156
HCA Healthcare
HCA
$84.8B
$261K 0.01%
1,015
-972
-49% -$238K
HYLS icon
1157
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$260K 0.01%
5,428
-6,266
-54% -$300K
ABBV icon
1158
PUT
AbbVie
ABBV
$458B
$257K 0.01%
+1,900
New +$224K
AL
1159
DELISTED
Air Lease Corp
AL
$257K 0.01%
5,800
– –
GLU
1160
Gabelli Utility & Income Trust
GLU
$116M
$257K 0.01%
12,224
+120
+1% +$2.43K
VEEV icon
1161
CALL
Veeva Systems
VEEV
$30.3B
$255K 0.01%
+1,000
New +$291K
FLRN icon
1162
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$254K 0.01%
8,312
-345
-4% -$10.6K
GTO icon
1163
Invesco Total Return Bond ETF
GTO
$2.4B
$254K 0.01%
4,506
-303
-6% -$17.1K
NVG icon
1164
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$253K 0.01%
14,100
+66
+0.5% +$1.15K
EXTR icon
1165
Extreme Networks
EXTR
$3.86B
$252K 0.01%
+16,038
New +$196K
SONY icon
1166
Sony
SONY
$123B
$252K 0.01%
9,975
+220
+2% +$5.24K
ASH icon
1167
Ashland
ASH
$3.04B
$251K 0.01%
2,330
– –
EXPE icon
1168
Expedia Group
EXPE
$31.2B
$251K 0.01%
1,388
-812
-37% -$138K
RILY icon
1169
BRC Group Holdings
RILY
$277M
$251K 0.01%
+2,819
New +$206K
BBY icon
1170
Best Buy
BBY
$18B
$250K 0.01%
2,456
+200
+9% +$22.8K
BW icon
1171
Babcock & Wilcox
BW
$1.43B
$250K 0.01%
27,700
-19,600
-41% -$157K
XSVM icon
1172
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
$250K 0.01%
+4,635
New +$247K
EXAS
1173
DELISTED
Exact Sciences
EXAS
$249K 0.01%
3,199
-1,885
-37% -$166K
HOLX
1174
DELISTED
Hologic
HOLX
$249K 0.01%
3,254
+530
+19% +$39K
EBAY icon
1175
eBay
EBAY
$48.6B
$247K 0.01%
3,708
-200
-5% -$14.3K
45 46
47
48 49

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.