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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
1126
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$244K 0.01%
3,178
-1,538
-33% -$115K
JPIB icon
1127
JPMorgan International Bond Opportunities ETF
JPIB
$2.07B
$243K 0.01%
4,965
+37
+0.8% +$1.8K
BBBY
1128
Bed Bath & Beyond
BBBY
$473M
$243K 0.01%
27,349
-5,280
-16% -$43.6K
PTC icon
1129
PTC
PTC
$13.7B
$243K 0.01%
1,196
-446
-27% -$90.9K
BNGE icon
1130
First Trust S-Network Streaming and Gaming ETF
BNGE
$4.56M
$242K 0.01%
+6,000
New +$231K
EIPI
1131
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
$242K 0.01%
12,191
+521
+4% +$10.3K
EAGG icon
1132
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$241K 0.01%
5,026
+726
+17% +$34.5K
HUBB icon
1133
Hubbell
HUBB
$25.7B
$241K 0.01%
561
-136
-20% -$58.5K
FFOG icon
1134
Franklin Focused Dynamic Growth ETF
FFOG
$293M
$241K 0.01%
5,072
– –
NGG icon
1135
National Grid
NGG
$82.7B
$241K 0.01%
3,365
-729
-18% -$51.1K
IYG icon
1136
iShares US Financial Services ETF
IYG
$2.13B
$241K 0.01%
2,687
+3
+0.1% +$264
IBTF
1137
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$240K 0.01%
10,277
-173
-2% -$4.04K
POR icon
1138
Portland General Electric
POR
$6.02B
$240K 0.01%
+5,453
New +$229K
CWS icon
1139
AdvisorShares Focused Equity ETF
CWS
$131M
$240K 0.01%
+3,495
New +$241K
PSLV icon
1140
Sprott Physical Silver Trust
PSLV
$11.9B
$239K 0.01%
15,254
-82,175
-84% -$1.1M
EOG icon
1141
EOG Resources
EOG
$78B
$238K 0.01%
2,123
-1,781
-46% -$212K
DG icon
1142
Dollar General
DG
$25.9B
$238K 0.01%
2,300
-889
-28% -$97.5K
AAPL icon
1143
CALL
Apple
AAPL
$4.89T
$238K 0.01%
10,000
-21,000
-68% -$4.74M
WAB icon
1144
Wabtec
WAB
$51.1B
$237K 0.01%
1,180
+37
+3% +$7.3K
TPLC icon
1145
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
$235K 0.01%
5,078
-144
-3% -$6.57K
FNK icon
1146
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$235K 0.01%
4,252
-555
-12% -$30.2K
PJUN icon
1147
Innovator US Equity Power Buffer ETF June
PJUN
$949M
$234K 0.01%
5,677
– –
CP icon
1148
Canadian Pacific Kansas City
CP
$82B
$233K 0.01%
3,131
-66
-2% -$5.04K
FAAR icon
1149
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
$233K 0.01%
+7,637
New +$224K
MUNI icon
1150
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
$232K 0.01%
4,430
-6,805
-61% -$351K
44 45
46
47 48

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.