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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
(-4.2%)
Cap. Flow
+$7.73M
Cap. Flow
% of AUM
0.29%
Top 10 Holdings %
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
|
+$11M |
| 2 |
AbbVie
ABBV
|
+$5.08M |
| 3 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$4.55M |
| 4 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$3.89M |
| 5 |
Abbott
ABT
|
+$3.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$5.16M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$3.76M |
| 3 |
AutoZone
AZO
|
+$3.74M |
| 4 |
Tesla
TSLA
|
+$3.66M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.22% |
| 2 | Healthcare | 4.66% |
| 3 | Consumer Discretionary | 4.34% |
| 4 | Financials | 4.17% |
| 5 | Industrials | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AWF
1126
AllianceBernstein Global High Income Fund
AWF
$867M
| $125K | ﹤0.01% |
+12,881
| New | +$127K |
|
1127
RUM Group Inc
RUM
$1.57B
| $124K | ﹤0.01% |
24,341
+5,150
| +27% | +$38.5K |
|
1128
Serina Therapeutics
SER
$31M
| $123K | ﹤0.01% |
5,157
+1,185
| +30% | +$31.3K |
|
1129
VanEck Mortgage REIT Income ETF
MORT
$370M
| $120K | ﹤0.01% |
+10,550
| New | +$125K |
|
|
FAX
1130
abrdn Asia-Pacific Income Fund
FAX
$590M
| $117K | ﹤0.01% |
7,992
+665
| +9% | +$10.6K |
|
1131
Newell Brands
NWL
$2.16B
| $117K | ﹤0.01% |
13,009
+771
| +6% | +$7.67K |
|
1132
Editas Medicine
EDIT
$399M
| $114K | ﹤0.01% |
14,558
-409
| -3% | -$3.51K |
|
1133
374Water
SCWO
$37.8M
| $112K | ﹤0.01% |
9,024
+1,605
| +22% | +$26.9K |
|
1134
B&G Foods
BGS
$285M
| $111K | ﹤0.01% |
11,202
-600
| -5% | -$7.44K |
|
1135
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
| $105K | ﹤0.01% |
13,277
-1,179
| -8% | -$7.44K |
|
1136
Barings BDC
BBDC
$862M
| $103K | ﹤0.01% |
11,523
+898
| +8% | +$7.73K |
|
|
RWT
1137
Redwood Trust
RWT
$616M
| $98.7K | ﹤0.01% |
13,838
+3,254
| +31% | +$24K |
|
1138
Beyond Meat
BYND
$288M
| $98.3K | ﹤0.01% |
+10,220
| New | +$133K |
|
1139
Invesco Municipal Opportunity Trust
VMO
$647M
| $96.1K | ﹤0.01% |
11,681
-716
| -6% | -$6.54K |
|
|
FSCO
1140
FS Credit Opportunities Corp
FSCO
$989M
| $90.9K | ﹤0.01% |
16,768
-9,767
| -37% | -$50.4K |
|
|
CIM
1141
Chimera Investment
CIM
$1.05B
| $87.7K | ﹤0.01% |
5,351
+72
| +1% | +$1.26K |
|
1142
Stem
STEM
$49.2M
| $85.1K | ﹤0.01% |
1,004
-74
| -7% | -$8.45K |
|
|
MTTR
1143
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
| $83.8K | ﹤0.01% |
38,608
+2,835
| +8% | +$7.95K |
|
1144
Sibanye-Stillwater
SBSW
$5.92B
| $78.9K | ﹤0.01% |
+12,781
| New | +$84.2K |
|
1145
Hecla Mining
HL
$10.2B
| $77.8K | ﹤0.01% |
19,887
+3,586
| +22% | +$17.2K |
|
1146
QuantumScape Corp
QS
$3B
| $75.9K | ﹤0.01% |
11,344
-1,425
| -11% | -$11.6K |
|
|
HCDIP
1147
DELISTED
Harbor Custom Development, Inc. 8.0% Series A Cumulative Convertible Preferred Stock, no par value
HCDIP
| $73.6K | ﹤0.01% |
+16,511
| New | +$81.6K |
|
1148
DocGo
DCGO
$58.9M
| $72.5K | ﹤0.01% |
13,600
-600
| -4% | -$4.87K |
|
1149
Coeur Mining
CDE
$15.6B
| $70.3K | ﹤0.01% |
31,670
+8,260
| +35% | +$21.5K |
|
1150
SiriusXM
SIRI
$10B
| $63.9K | ﹤0.01% |
1,413
-123
| -8% | -$5.72K |
|
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Sigma Planning Corp's Q3 2023 Portfolio in Review
As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
- Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
- Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
- Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
- Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
- Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.
Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.