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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATOM icon
1126
Atomera
ATOM
$201M
$276K 0.01%
13,730
-20
-0.1% -$470
MAS icon
1127
Masco
MAS
$16B
$276K 0.01%
3,934
+77
+2% +$4.98K
NVO
1128
Novo Nordisk
NVO
$216B
$276K 0.01%
4,936
+200
+4% +$10.8K
EGLE
1129
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$276K 0.01%
+6,075
New +$259K
BDJ icon
1130
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$275K 0.01%
27,304
+386
+1% +$3.88K
DGRW icon
1131
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$275K 0.01%
4,181
– –
MNST icon
1132
Monster Beverage
MNST
$91.4B
$275K 0.01%
5,724
+238
+4% +$10.6K
SOFI icon
1133
SoFi Technologies
SOFI
$21.1B
$275K 0.01%
17,415
+2,722
+19% +$50K
BNS icon
1134
Scotiabank
BNS
$106B
$273K 0.01%
3,802
+19
+0.5% +$1.26K
BGS icon
1135
B&G Foods
BGS
$285M
$272K 0.01%
8,861
-7
-0.1% -$214
TSI
1136
TCW Strategic Income Fund
TSI
$212M
$272K 0.01%
47,158
+586
+1% +$3.38K
QQQH
1137
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$272K 0.01%
+4,874
New +$274K
NTR icon
1138
Nutrien
NTR
$32.7B
$271K 0.01%
+3,605
New +$252K
OLN icon
1139
Olin
OLN
$2.64B
$271K 0.01%
+4,716
New +$264K
PWV icon
1140
Invesco Large Cap Value ETF
PWV
$1.66B
$271K 0.01%
5,552
+558
+11% +$26.4K
XYL icon
1141
Xylem
XYL
$28.5B
$271K 0.01%
2,261
+7
+0.3% +$869
AY
1142
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$271K 0.01%
7,581
-14
-0.2% -$525
COR icon
1143
Cencora
COR
$60.3B
$270K 0.01%
2,032
-246
-11% -$30.3K
RH icon
1144
RH
RH
$3.3B
$269K 0.01%
501
-110
-18% -$67.7K
PCY icon
1145
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$268K 0.01%
10,164
+202
+2% +$5.34K
NKLA
1146
DELISTED
Nikola Corporation Common Stock
NKLA
$268K 0.01%
905
+158
+21% +$52.7K
SHYD icon
1147
VanEck Short High Yield Muni ETF
SHYD
$447M
$266K 0.01%
10,569
+1,217
+13% +$30.5K
WDC icon
1148
Western Digital
WDC
$179B
$266K 0.01%
5,398
+615
+13% +$26.7K
NVDA icon
1149
PUT
NVIDIA
NVDA
$5.01T
$265K 0.01%
+9,000
New +$248K
STOR
1150
DELISTED
STORE Capital Corporation
STOR
$265K 0.01%
7,699
-980
-11% -$33.3K
44 45
46
47 48

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.