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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
1101
Zions Bancorporation
ZION
$10.1B
$255K 0.01%
4,511
-678
-13% -$37.7K
ITB icon
1102
iShares US Home Construction ETF
ITB
$2.41B
$255K 0.01%
+2,376
New +$250K
KJUN
1103
Innovator U.S. Small Cap Power Buffer ETF - June
KJUN
$59.7M
$254K 0.01%
9,294
-5,026
-35% -$134K
SNPS icon
1104
Synopsys
SNPS
$71.5B
$254K 0.01%
514
+43
+9% +$24.3K
LDUR icon
1105
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
$253K 0.01%
2,636
– –
AUR icon
1106
Aurora
AUR
$11.7B
$253K 0.01%
47,006
+14,142
+43% +$83K
ASTS icon
1107
AST SpaceMobile
ASTS
$16.8B
$253K 0.01%
5,154
+209
+4% +$10.1K
IBHF icon
1108
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$834M
$252K 0.01%
+10,791
New +$251K
EZPW icon
1109
Ezcorp Inc
EZPW
$1.82B
$251K 0.01%
13,206
+269
+2% +$4.21K
APH icon
1110
Amphenol
APH
$188B
$251K 0.01%
2,029
-489
-19% -$53.7K
UNM icon
1111
Unum
UNM
$13.8B
$251K 0.01%
3,221
-465
-13% -$34.8K
BBDC icon
1112
Barings BDC
BBDC
$862M
$250K 0.01%
28,537
-618
-2% -$5.82K
SOXQ icon
1113
Invesco PHLX Semiconductor ETF
SOXQ
$2.38B
$249K 0.01%
4,977
-495
-9% -$22.6K
MIRM icon
1114
Mirum Pharmaceuticals
MIRM
$6.89B
$249K 0.01%
+3,400
New +$216K
SE icon
1115
Sea Limited
SE
$61.2B
$249K 0.01%
1,394
-49
-3% -$8.4K
MFC icon
1116
Manulife Financial
MFC
$72.6B
$249K 0.01%
7,980
+27
+0.3% +$833
CSNR
1117
Cohen & Steers Natural Resources Active ETF
CSNR
$97M
$248K 0.01%
8,550
+34
+0.4% +$939
WTRG icon
1118
Essential Utilities
WTRG
$11.2B
$248K 0.01%
6,205
-301
-5% -$11.5K
CLH icon
1119
Clean Harbors
CLH
$16.1B
$247K 0.01%
1,062
– –
HACK icon
1120
Amplify Cybersecurity ETF
HACK
$2.63B
$246K 0.01%
2,838
– –
PYLD icon
1121
PIMCO Multi Sector Bond Active ETF
PYLD
$14.8B
$246K 0.01%
9,167
-2,320
-20% -$61.6K
WY icon
1122
Weyerhaeuser
WY
$17.3B
$245K 0.01%
9,898
-1,199
-11% -$30.7K
SCCO icon
1123
Southern Copper
SCCO
$141B
$245K 0.01%
2,072
-224
-10% -$22K
DHI icon
1124
D.R. Horton
DHI
$41B
$244K 0.01%
+1,442
New +$227K
TJUL icon
1125
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$130M
$244K 0.01%
8,337
– –
43 44
45
46 47

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U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.