We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.73B
Cap. Flow %
54.4%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.61%
2 Technology 12.93%
3 Healthcare 4.37%
4 Consumer Discretionary 4.33%
5 Financials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNL icon
1101
Global Net Lease
GNL
$2.05B
$218K 0.01%
28,078
+14,186
+102% +$116K
FLTB icon
1102
Fidelity Limited Term Bond ETF
FLTB
$470M
$218K 0.01%
4,447
-15,810
-78% -$776K
SYBT icon
1103
Stock Yards Bancorp
SYBT
$2.46B
$218K 0.01%
+4,455
New +$211K
DXCM icon
1104
DexCom
DXCM
$33B
$218K 0.01%
+1,569
New +$197K
FSMB icon
1105
First Trust Short Duration Managed Municipal ETF
FSMB
$620M
$217K 0.01%
10,943
-2,754
-20% -$54.8K
REZ icon
1106
iShares Residential and Multisector Real Estate ETF
REZ
$814M
$216K 0.01%
3,003
-912
-23% -$64.3K
INGR icon
1107
Ingredion
INGR
$6.21B
$216K 0.01%
+1,847
New +$208K
OVV icon
1108
Ovintiv
OVV
$17.4B
$216K 0.01%
+4,155
New +$189K
PRFZ icon
1109
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.72B
$215K 0.01%
+5,476
New +$204K
BINC icon
1110
BlackRock Flexible Income ETF
BINC
$16.4B
$215K 0.01%
+4,090
New +$214K
TXRH icon
1111
Texas Roadhouse
TXRH
$11.2B
$214K 0.01%
+1,387
New +$190K
RIO icon
1112
Rio Tinto
RIO
$156B
$214K 0.01%
3,357
+605
+22% +$40.5K
AJXA
1113
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
$214K 0.01%
+8,586
New +$215K
GOVT icon
1114
iShares US Treasury Bond ETF
GOVT
$41.3B
$213K 0.01%
+9,363
New +$213K
MET icon
1115
MetLife
MET
$61.8B
$213K 0.01%
+2,876
New +$200K
FSLR icon
1116
First Solar
FSLR
$20.5B
$212K 0.01%
+1,256
New +$193K
IEUR icon
1117
iShares Core MSCI Europe ETF
IEUR
$9.05B
$212K 0.01%
+3,663
New +$203K
NTG
1118
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$211K 0.01%
+5,516
New +$197K
AMP icon
1119
Ameriprise Financial
AMP
$47.8B
$210K 0.01%
+479
New +$192K
ASIX icon
1120
AdvanSix
ASIX
$449M
$210K 0.01%
+7,332
New +$196K
APUE icon
1121
ActivePassive US Equity ETF
APUE
$2.44B
$209K 0.01%
+6,478
New +$198K
NEM icon
1122
Newmont
NEM
$128B
$207K 0.01%
+5,765
New +$199K
PHM icon
1123
Pultegroup
PHM
$22.4B
$206K 0.01%
+1,709
New +$183K
NMAI icon
1124
Nuveen Multi-Asset Income Fund
NMAI
$461M
$206K 0.01%
+16,572
New +$201K
FAUG icon
1125
FT Vest US Equity Buffer ETF August
FAUG
$1.31B
$206K 0.01%
4,807
-11,605
-71% -$484K
43 44
45
46 47

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.73B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.