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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DY icon
1101
Dycom Industries
DY
$12.9B
$220K 0.01%
2,350
-610
-21% -$61.4K
ESTC icon
1102
Elastic
ESTC
$6.1B
$219K 0.01%
4,248
-79
-2% -$4.73K
CQP icon
1103
Cheniere Energy
CQP
$31.8B
$218K 0.01%
3,841
+11
+0.3% +$630
SCCO icon
1104
Southern Copper
SCCO
$141B
$218K 0.01%
+3,901
New +$199K
SHLS icon
1105
Shoals Technologies Group
SHLS
$1.58B
$217K 0.01%
+8,802
New +$213K
TSI
1106
TCW Strategic Income Fund
TSI
$212M
$216K 0.01%
46,658
-1,100
-2% -$5.16K
FSEP icon
1107
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$214K 0.01%
6,407
-80
-1% -$2.66K
DVAL icon
1108
BrandywineGLOBAL Dynamic US Large Cap Value ETF
DVAL
$71.7M
$214K 0.01%
+18,727
New +$236K
BXMT icon
1109
Blackstone Mortgage Trust
BXMT
$2.82B
$214K 0.01%
10,122
-363
-3% -$8.6K
FHN icon
1110
First Horizon
FHN
$12.1B
$214K 0.01%
+8,722
New +$211K
IR icon
1111
Ingersoll Rand
IR
$33B
$214K 0.01%
4,089
-948
-19% -$48.4K
CMC icon
1112
Commercial Metals
CMC
$7.63B
$214K 0.01%
+4,422
New +$203K
FSR
1113
DELISTED
Fisker Inc.
FSR
$212K 0.01%
29,155
-4,269
-13% -$31.8K
ARKW icon
1114
ARK Web x.0 ETF
ARKW
$1.64B
$211K 0.01%
5,466
-2,689
-33% -$118K
SCHR
1115
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$211K 0.01%
+8,556
New +$211K
QDEC icon
1116
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
$210K 0.01%
+11,460
New +$214K
GOGL
1117
DELISTED
Golden Ocean Group
GOGL
$208K 0.01%
23,886
+486
+2% +$4.22K
ASO icon
1118
Academy Sports + Outdoors
ASO
$2.89B
$207K 0.01%
3,944
-1,094
-22% -$52.2K
SJI
1119
DELISTED
South Jersey Industries, Inc.
SJI
$207K 0.01%
+5,820
New +$201K
VGIT icon
1120
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$206K 0.01%
3,528
+48
+1% +$2.81K
UNG icon
1121
United States Natural Gas Fund
UNG
$470M
$205K 0.01%
3,642
-1,002
-22% -$79.6K
HLN icon
1122
Haleon
HLN
$43.1B
$204K 0.01%
25,548
-7,163
-22% -$48.7K
ETJ
1123
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$203K 0.01%
27,126
-165
-0.6% -$1.35K
FAUG icon
1124
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$203K 0.01%
5,870
-300
-5% -$10.4K
FRPT icon
1125
Freshpet
FRPT
$2.83B
$203K 0.01%
+3,847
New +$229K
43 44
45
46 47

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.