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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMAY icon
1101
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$290K 0.01%
9,484
-300
-3% -$9.06K
RYLD icon
1102
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$290K 0.01%
+11,860
New +$296K
FQAL icon
1103
Fidelity Quality Factor ETF
FQAL
$1.41B
$289K 0.01%
5,155
+153
+3% +$8.2K
PFXF icon
1104
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$288K 0.01%
13,151
+2,717
+26% +$58.5K
SPH icon
1105
Suburban Propane Partners
SPH
$1.23B
$288K 0.01%
19,668
-3,925
-17% -$59.4K
BBWI icon
1106
Bath & Body Works
BBWI
$4.01B
$285K 0.01%
4,078
-32,377
-89% -$2.3M
KEY icon
1107
KeyCorp
KEY
$24.3B
$285K 0.01%
12,333
-2,523
-17% -$58.6K
USHY icon
1108
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$285K 0.01%
6,910
+261
+4% +$10.7K
BJ icon
1109
BJs Wholesale Club
BJ
$11.9B
$284K 0.01%
+4,246
New +$265K
MRSH
1110
Marsh
MRSH
$86.3B
$284K 0.01%
1,635
+1
+0.1% +$166
POOL icon
1111
Pool Corp
POOL
$6.7B
$283K 0.01%
500
-1
-0.2% -$524
ICE icon
1112
Intercontinental Exchange
ICE
$82.4B
$282K 0.01%
2,061
+139
+7% +$18.4K
SDIV icon
1113
Global X SuperDividend ETF
SDIV
$1.21B
$282K 0.01%
7,657
-761
-9% -$29.2K
TW icon
1114
Tradeweb Markets
TW
$21.3B
$282K 0.01%
+2,815
New +$260K
BBBY
1115
Bed Bath & Beyond
BBBY
$473M
$281K 0.01%
5,235
+741
+16% +$56K
CB icon
1116
Chubb
CB
$140B
$281K 0.01%
1,453
+96
+7% +$18K
RHP icon
1117
Ryman Hospitality Properties
RHP
$8.4B
$281K 0.01%
3,056
– –
DSEP icon
1118
FT Vest US Equity Deep Buffer ETF September
DSEP
$348M
$280K 0.01%
8,459
– –
RTL
1119
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$279K 0.01%
30,526
+1,249
+4% +$10.6K
BUFD icon
1120
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$278K 0.01%
13,043
-39,172
-75% -$826K
QRVO icon
1121
Qorvo
QRVO
$7.63B
$278K 0.01%
1,779
-401
-18% -$63.8K
STM icon
1122
STMicroelectronics
STM
$46B
$278K 0.01%
5,682
+89
+2% +$4.21K
BYD icon
1123
Boyd Gaming
BYD
$6.47B
$277K 0.01%
4,224
+623
+17% +$39.5K
ETJ
1124
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$277K 0.01%
25,902
-495
-2% -$5.47K
STEM icon
1125
Stem
STEM
$49.2M
$277K 0.01%
731
-441
-38% -$191K
43 44
45
46 47

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BPS
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.