We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYC icon
1101
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$204K 0.01%
+3,302
New +$179K
HOG icon
1102
Harley-Davidson
HOG
$2.61B
$204K 0.01%
+5,546
New +$190K
IYC icon
1103
iShares US Consumer Discretionary ETF
IYC
$1.14B
$204K 0.01%
2,898
-19,902
-87% -$1.32M
LVHB
1104
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$203K 0.01%
+6,100
New +$203K
IBMN
1105
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$202K 0.01%
+7,177
New +$202K
KEY icon
1106
KeyCorp
KEY
$24.1B
$202K 0.01%
12,313
+124
+1% +$1.81K
STPZ icon
1107
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
$201K 0.01%
3,701
-101
-3% -$5.43K
IBTX
1108
DELISTED
Independent Bank Group, Inc.
IBTX
$201K 0.01%
+3,207
New +$177K
HIG icon
1109
Hartford Financial Services
HIG
$38.4B
$200K 0.01%
+4,084
New +$176K
PPA icon
1110
Invesco Aerospace & Defense ETF
PPA
$8.37B
$200K 0.01%
+2,949
New +$183K
PSEP icon
1111
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$200K 0.01%
+7,178
New +$195K
MAXR
1112
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$200K 0.01%
+5,193
New +$153K
GPM
1113
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$198K 0.01%
30,201
-9,650
-24% -$58.3K
RLJ icon
1114
RLJ Lodging Trust
RLJ
$1.9B
$195K 0.01%
13,763
-6,071
-31% -$68.1K
AVK
1115
Advent Convertible and Income Fund
AVK
$543M
$194K 0.01%
12,085
– –
SILJ icon
1116
Amplify Junior Silver Miners ETF
SILJ
$3.29B
$192K 0.01%
+11,746
New +$171K
BIT icon
1117
BlackRock Multi-Sector Income Trust
BIT
$694M
$190K 0.01%
10,807
-925
-8% -$15.2K
GLU
1118
Gabelli Utility & Income Trust
GLU
$115M
$188K 0.01%
+10,212
New +$176K
GAB icon
1119
Gabelli Equity Trust
GAB
$1.75B
$187K 0.01%
30,456
+16,575
+119% +$95.5K
KIO
1120
KKR Income Opportunities Fund
KIO
$448M
$187K 0.01%
12,935
-1,013
-7% -$14.1K
EIGR
1121
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$187K 0.01%
+507
New +$145K
NAD icon
1122
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$183K 0.01%
11,904
-3,869
-25% -$57.2K
ETB
1123
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$448M
$182K 0.01%
12,131
-1,895
-14% -$26.9K
RQI icon
1124
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$177K 0.01%
14,245
-123
-0.9% -$1.44K
AXTI icon
1125
AXT Inc
AXTI
$3.13B
$176K 0.01%
+18,400
New +$148K
43 44
45
46 47

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.