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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLC icon
1076
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$301K 0.01%
10,525
+1,297
+14% +$37.8K
GNR icon
1077
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.71B
$301K 0.01%
5,585
+222
+4% +$11.9K
IAT icon
1078
iShares US Regional Banks ETF
IAT
$673M
$301K 0.01%
4,868
+212
+5% +$13.4K
BCI icon
1079
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.94B
$300K 0.01%
13,054
+31
+0.2% +$853
TRUP icon
1080
Trupanion
TRUP
$1.08B
$300K 0.01%
+2,274
New +$265K
XMHQ icon
1081
Invesco S&P MidCap Quality ETF
XMHQ
$5.44B
$300K 0.01%
3,740
+915
+32% +$73K
ZEN
1082
DELISTED
ZENDESK INC
ZEN
$300K 0.01%
2,876
-635
-18% -$68.1K
LH icon
1083
Labcorp
LH
$24.7B
$299K 0.01%
1,107
+4
+0.4% +$990
RNP icon
1084
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
$298K 0.01%
+10,406
New +$283K
EIX icon
1085
Edison International
EIX
$30.3B
$297K 0.01%
4,345
+333
+8% +$21.1K
LYV icon
1086
Live Nation Entertainment
LYV
$41.7B
$297K 0.01%
2,480
+51
+2% +$5.5K
XXII
1087
22nd Century Group
XXII
$1.43M
– –
0
– –
PFC
1088
DELISTED
Premier Financial Corp. Common Stock
PFC
$296K 0.01%
9,568
+7
+0.1% +$220
LAND
1089
Gladstone Land Corp
LAND
$367M
$295K 0.01%
+8,728
New +$235K
LNT icon
1090
Alliant Energy
LNT
$19.1B
$295K 0.01%
4,792
+77
+2% +$4.41K
QQQJ icon
1091
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$295K 0.01%
8,789
-976
-10% -$33.3K
YYY icon
1092
Amplify CEF High Income ETF
YYY
$725M
$295K 0.01%
17,720
-746
-4% -$12.5K
BTZ icon
1093
BlackRock Credit Allocation Income Trust
BTZ
$931M
$293K 0.01%
19,446
+2,171
+13% +$32.8K
GCC icon
1094
WisdomTree Enhanced Commodity Strategy Fund
GCC
$269M
$292K 0.01%
+14,038
New +$295K
CORP icon
1095
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$291K 0.01%
2,577
+63
+3% +$7.14K
CTRA
1096
DELISTED
Coterra Energy
CTRA
$291K 0.01%
15,314
-15,022
-50% -$313K
SILJ icon
1097
Amplify Junior Silver Miners ETF
SILJ
$3.29B
$291K 0.01%
23,277
-15,487
-40% -$200K
ACWX icon
1098
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
$290K 0.01%
5,208
-67
-1% -$3.77K
BKNG icon
1099
Booking.com
BKNG
$145B
$290K 0.01%
3,000
-675
-18% -$64K
LW icon
1100
Lamb Weston
LW
$7.3B
$290K 0.01%
+4,581
New +$264K
42 43
44
45 46

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.