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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
1051
US Bancorp
USB
$99.6B
$286K 0.01%
5,354
-620
-10% -$30.5K
BWAY
1052
Brainsway
BWAY
$622M
$285K 0.01%
+30,000
New +$248K
IWB icon
1053
iShares Russell 1000 ETF
IWB
$50.2B
$285K 0.01%
763
+14
+2% +$5.19K
RKLB icon
1054
Rocket Lab Corp
RKLB
$51.8B
$284K 0.01%
4,071
-15,042
-79% -$862K
LOUP
1055
Innovator Deepwater Frontier Tech ETF
LOUP
$220M
$284K 0.01%
+3,717
New +$288K
NGD
1056
DELISTED
New Gold Inc
NGD
$282K 0.01%
32,410
+6,020
+23% +$45.3K
TYG
1057
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$282K 0.01%
+6,896
New +$295K
QTEC icon
1058
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$281K 0.01%
1,223
-1,140
-48% -$266K
RING icon
1059
iShares MSCI Global Gold Miners ETF
RING
$2.44B
$281K 0.01%
3,990
+641
+19% +$43.3K
SOXQ icon
1060
Invesco PHLX Semiconductor ETF
SOXQ
$2.91B
$280K 0.01%
5,027
+50
+1% +$2.74K
AXGN icon
1061
Axogen
AXGN
$2.5B
$280K 0.01%
+8,562
New +$211K
RIGL icon
1062
Rigel Pharmaceuticals
RIGL
$750M
$280K 0.01%
+6,533
New +$246K
NJAN icon
1063
Innovator Growth-100 Power Buffer ETF January
NJAN
$354M
$280K 0.01%
+3,392
New +$183K
PHYS icon
1064
Sprott Physical Gold
PHYS
$15.7B
$279K 0.01%
8,460
-4,675
-36% -$148K
ALLE icon
1065
Allegion
ALLE
$14.4B
$279K 0.01%
1,754
-389
-18% -$64.8K
ODD icon
1066
ODDITY Tech
ODD
$651M
$278K 0.01%
6,930
+1,290
+23% +$58.3K
ETJ
1067
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$278K 0.01%
31,560
-236
-0.7% -$2.08K
BBDC icon
1068
Barings BDC
BBDC
$965M
$278K 0.01%
30,301
+1,764
+6% +$15.6K
CRMD icon
1069
CorMedix
CRMD
$584M
$278K 0.01%
23,872
-2,759
-10% -$30.5K
APLE icon
1070
Apple Hospitality REIT
APLE
$3.82B
$277K 0.01%
23,382
+457
+2% +$5.36K
FALN icon
1071
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$276K 0.01%
10,116
+208
+2% +$5.71K
ICE icon
1072
Intercontinental Exchange
ICE
$84.4B
$276K 0.01%
1,715
-44
-3% -$6.89K
LGH icon
1073
HCM Defender 500 Index ETF
LGH
$602M
$275K 0.01%
+4,437
New +$273K
GWW icon
1074
W.W. Grainger
GWW
$60.2B
$275K 0.01%
272
-6
-2% -$5.82K
ES icon
1075
Eversource Energy
ES
$27.2B
$274K 0.01%
4,075
+282
+7% +$19.8K
41 42
43
44 45

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.