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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OZK icon
1051
Bank OZK
OZK
$5.49B
$284K 0.01%
5,578
+436
+8% +$22.3K
CTVA icon
1052
Corteva
CTVA
$59.7B
$284K 0.01%
4,195
-57
-1% -$4.13K
IOT icon
1053
Samsara
IOT
$19.3B
$283K 0.01%
7,605
-5,240
-41% -$195K
PNOV icon
1054
Innovator US Equity Power Buffer ETF November
PNOV
$879M
$282K 0.01%
6,880
– –
AOD
1055
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$282K 0.01%
29,820
+16,105
+117% +$147K
XPH icon
1056
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$280K 0.01%
5,837
+36
+0.6% +$1.61K
EXR icon
1057
Extra Space Storage
EXR
$31.2B
$279K 0.01%
1,980
+593
+43% +$85.2K
EW icon
1058
Edwards Lifesciences
EW
$47.6B
$278K 0.01%
3,571
-294
-8% -$23K
IYE icon
1059
iShares US Energy ETF
IYE
$1.74B
$277K 0.01%
5,833
-251
-4% -$11.7K
GUNR icon
1060
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$277K 0.01%
6,329
+39
+0.6% +$1.64K
HLT icon
1061
Hilton Worldwide
HLT
$74B
$276K 0.01%
1,062
-26
-2% -$7.03K
APLE icon
1062
Apple Hospitality REIT
APLE
$3.96B
$275K 0.01%
22,925
-246
-1% -$3.04K
FALN icon
1063
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$275K 0.01%
9,908
-3,611
-27% -$98.4K
IWB icon
1064
iShares Russell 1000 ETF
IWB
$47.7B
$274K 0.01%
749
+45
+6% +$15.8K
DOC icon
1065
Healthpeak Properties
DOC
$15.4B
$272K 0.01%
14,209
+476
+3% +$8.54K
DVYE icon
1066
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$271K 0.01%
9,128
+58
+0.6% +$1.71K
SPSM icon
1067
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$271K 0.01%
5,842
-1,041
-15% -$46.7K
IBTG icon
1068
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.25B
$270K 0.01%
11,771
-36,771
-76% -$842K
ES icon
1069
Eversource Energy
ES
$28.2B
$270K 0.01%
+3,793
New +$249K
FREL icon
1070
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$270K 0.01%
9,701
-636
-6% -$17.5K
DBND icon
1071
DoubleLine Opportunistic Bond ETF
DBND
$734M
$267K 0.01%
5,739
-143
-2% -$6.6K
FDD icon
1072
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$267K 0.01%
16,525
-891
-5% -$14.2K
RS icon
1073
Reliance Steel & Aluminium
RS
$20.8B
$267K 0.01%
950
-172
-15% -$51.6K
UBER icon
1074
CALL
Uber
UBER
$134B
$266K 0.01%
20,000
-200
-1% -$18.7K
GWW icon
1075
W.W. Grainger
GWW
$65.3B
$265K 0.01%
278
-12
-4% -$12.1K
41 42
43
44 45

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SL
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WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
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VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.