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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDH icon
1026
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$299K 0.01%
3,199
-392
-11% -$36.5K
RNTX
1027
Rein Therapeutics
RNTX
$69.9M
$299K 0.01%
247,277
-6,550
-3% -$9.03K
HPE icon
1028
Hewlett Packard
HPE
$70.5B
$299K 0.01%
12,425
-566
-4% -$13.3K
SNOV icon
1029
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$118M
$298K 0.01%
12,060
-6,854
-36% -$170K
HLT icon
1030
Hilton Worldwide
HLT
$71.5B
$297K 0.01%
1,033
-29
-3% -$7.9K
HBAN icon
1031
Huntington Bancshares
HBAN
$35.5B
$297K 0.01%
17,097
-1,393
-8% -$22.9K
DOW icon
1032
Dow Inc
DOW
$21.2B
$297K 0.01%
12,683
-14,548
-53% -$334K
GPIX icon
1033
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$5.22B
$296K 0.01%
+5,610
New +$294K
KWEB icon
1034
KraneShares CSI China Internet ETF
KWEB
$5.67B
$295K 0.01%
+8,673
New +$334K
NBIS
1035
Nebius Group N.V.
NBIS
$47.7B
$295K 0.01%
+3,528
New +$366K
FMDE icon
1036
Fidelity Enhanced Mid Cap Core ETF
FMDE
$8.12B
$295K 0.01%
8,111
+1,943
+32% +$69.9K
NLR icon
1037
VanEck Uranium + Nuclear Energy ETF
NLR
$4.17B
$295K 0.01%
+2,372
New +$326K
GCOW icon
1038
Pacer Global Cash Cows Dividend ETF
GCOW
$3.49B
$295K 0.01%
7,147
+555
+8% +$22.6K
CGTX icon
1039
Cognition Therapeutics
CGTX
$96.7M
$295K 0.01%
216,165
+89,075
+70% +$145K
OMC icon
1040
Omnicom Group
OMC
$23.4B
$294K 0.01%
+3,643
New +$278K
GDMN icon
1041
WisdomTree Efficient Gold Plus Gold Miners Strategy Fund
GDMN
$175M
$294K 0.01%
+3,158
New +$269K
AZO icon
1042
AutoZone
AZO
$51.1B
$292K 0.01%
86
+3
+4% +$11.3K
IYE icon
1043
iShares US Energy ETF
IYE
$1.7B
$291K 0.01%
6,127
+294
+5% +$13.9K
OZK icon
1044
Bank OZK
OZK
$5.61B
$290K 0.01%
6,291
+713
+13% +$33.4K
IOT icon
1045
Samsara
IOT
$23.8B
$289K 0.01%
8,161
+556
+7% +$21.5K
IGLB icon
1046
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$288K 0.01%
5,714
+1,453
+34% +$74.5K
IYG icon
1047
iShares US Financial Services ETF
IYG
$2.2B
$288K 0.01%
3,121
+434
+16% +$38.7K
UIVM icon
1048
VictoryShares International Value Momentum ETF
UIVM
$348M
$288K 0.01%
+4,431
New +$275K
RGTI icon
1049
Rigetti Computing
RGTI
$5.99B
$288K 0.01%
13,181
+1,381
+12% +$45K
HYMB icon
1050
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$287K 0.01%
11,511
-17
-0.1% -$426
40 41
42
43 44

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.