We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBF icon
1026
iShares Government/Credit Bond ETF
GBF
$133M
$259K 0.01%
2,526
-1,700
-40% -$174K
AAL icon
1027
American Airlines Group
AAL
$9.58B
$258K 0.01%
20,296
-61
-0.3% -$827
DKNG icon
1028
DraftKings
DKNG
$11.4B
$258K 0.01%
22,619
-6,225
-22% -$86.6K
IGIB icon
1029
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$258K 0.01%
5,202
-469
-8% -$23K
MJ icon
1030
Amplify Alternative Harvest ETF
MJ
$101M
$256K 0.01%
5,015
-464
-8% -$28.7K
CWH icon
1031
Camping World
CWH
$363M
$256K 0.01%
11,478
+1,717
+18% +$44.5K
TILT icon
1032
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$256K 0.01%
1,720
-11
-0.6% -$1.65K
IYG icon
1033
iShares US Financial Services ETF
IYG
$2.13B
$255K 0.01%
4,848
+12
+0.2% +$629
ALLE icon
1034
Allegion
ALLE
$13B
$255K 0.01%
2,418
– –
KDP icon
1035
Keurig Dr Pepper
KDP
$40.4B
$254K 0.01%
7,126
+481
+7% +$18K
BCI icon
1036
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$254K 0.01%
11,496
+6
+0.1% +$155
MDYG icon
1037
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$254K 0.01%
3,881
-4,329
-53% -$285K
PFG icon
1038
Principal Financial Group
PFG
$23.6B
$254K 0.01%
3,021
+39
+1% +$3.35K
MLPA icon
1039
Global X MLP ETF
MLPA
$2.28B
$253K 0.01%
+6,134
New +$257K
EWX icon
1040
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
$253K 0.01%
5,169
-109
-2% -$5.23K
WELL icon
1041
Welltower
WELL
$178B
$252K 0.01%
3,851
-3,174
-45% -$204K
SILJ icon
1042
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$252K 0.01%
23,844
-24,438
-51% -$247K
BUFB icon
1043
Innovator Laddered Allocation Buffer ETF
BUFB
$314M
$251K 0.01%
10,898
-2
-0% -$46
AR icon
1044
Antero Resources
AR
$10.9B
$251K 0.01%
+8,087
New +$279K
DFAC icon
1045
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$249K 0.01%
10,259
+28
+0.3% +$681
GNL icon
1046
Global Net Lease
GNL
$1.87B
$249K 0.01%
19,786
+616
+3% +$7.64K
TDOC icon
1047
Teladoc Health
TDOC
$1.58B
$248K 0.01%
10,469
+947
+10% +$25.5K
IYT icon
1048
iShares US Transportation ETF
IYT
$2.33B
$247K 0.01%
4,632
-376
-8% -$20.3K
JAKK icon
1049
Jakks Pacific
JAKK
$280M
$247K 0.01%
14,130
+1,182
+9% +$21.6K
NMAI icon
1050
Nuveen Multi-Asset Income Fund
NMAI
$460M
$247K 0.01%
21,459
-8,137
-27% -$94.6K
40 41
42
43 44

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.