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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
1001
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$317K 0.01%
30,277
-4,334
-13% -$47.3K
HIMU
1002
iShares High Yield Muni Active ETF
HIMU
$2.44B
$316K 0.01%
6,483
-5
-0.1% -$245
MDYG icon
1003
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$315K 0.01%
3,407
-724
-18% -$66.5K
ARKG icon
1004
ARK Genomic Revolution ETF
ARKG
$1.73B
$313K 0.01%
10,812
+3,074
+40% +$92.3K
OBIL icon
1005
US Treasury 12 Month Bill ETF
OBIL
$307M
$313K 0.01%
6,238
-1,023
-14% -$51.4K
GIB icon
1006
CGI
GIB
$15.5B
$310K 0.01%
3,358
-175
-5% -$15.6K
DJT icon
1007
Trump Media & Technology Group
DJT
$2.83B
$308K 0.01%
+23,256
New +$317K
LNT icon
1008
Alliant Energy
LNT
$18B
$308K 0.01%
4,733
-399
-8% -$26.7K
FEX icon
1009
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$308K 0.01%
2,593
-873
-25% -$102K
CLSE icon
1010
Convergence Long/Short Equity ETF
CLSE
$848M
$307K 0.01%
11,230
-3,675
-25% -$98.1K
NNN icon
1011
NNN REIT
NNN
$8.99B
$307K 0.01%
7,737
+540
+8% +$22.1K
ASTS icon
1012
AST SpaceMobile
ASTS
$21.5B
$306K 0.01%
4,213
-941
-18% -$67.2K
DG icon
1013
Dollar General
DG
$27.9B
$306K 0.01%
2,319
+19
+0.8% +$2.12K
LIVE icon
1014
Live Ventures
LIVE
$29.6M
$306K 0.01%
20,649
+324
+2% +$4.58K
ONC
1015
BeOne Medicines Ltd
ONC
$39.4B
$305K 0.01%
1,005
-3,208
-76% -$1.05M
ABR icon
1016
Arbor Realty Trust
ABR
$998M
$305K 0.01%
39,326
+15,728
+67% +$154K
DFAS icon
1017
Dimensional US Small Cap ETF
DFAS
$15.8B
$305K 0.01%
6,577
+521
+9% +$35.9K
SIL icon
1018
Global X Silver Miners ETF NEW
SIL
$4.74B
$305K 0.01%
1,821
-1,800
-50% -$133K
XDEC icon
1019
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$204M
$303K 0.01%
7,411
– –
FIDU icon
1020
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$301K 0.01%
3,653
-32
-0.9% -$2.63K
SNA icon
1021
Snap-on
SNA
$21.5B
$301K 0.01%
873
-132
-13% -$45.1K
DVN icon
1022
Devon Energy
DVN
$47.3B
$301K 0.01%
8,212
-81
-1% -$2.83K
BUYW icon
1023
Main BuyWrite ETF
BUYW
$1.31B
$300K 0.01%
20,972
+9,860
+89% +$140K
EW icon
1024
Edwards Lifesciences
EW
$51.7B
$300K 0.01%
3,518
-53
-1% -$4.35K
IRM icon
1025
Iron Mountain
IRM
$36.1B
$299K 0.01%
3,605
+193
+6% +$18.1K
39 40
41
42 43

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.