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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDD icon
1001
Middleby
MIDD
$6.15B
$354K 0.01%
+1,799
New +$328K
BEN icon
1002
Franklin Resources
BEN
$17.3B
$352K 0.01%
10,521
+637
+6% +$21K
XSLV icon
1003
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$350K 0.01%
+6,714
New +$336K
ANSS
1004
DELISTED
Ansys
ANSS
$348K 0.01%
867
– –
PICB icon
1005
Invesco International Corporate Bond ETF
PICB
$352M
$345K 0.01%
+12,401
New +$347K
KDP icon
1006
Keurig Dr Pepper
KDP
$41B
$344K 0.01%
9,326
+703
+8% +$24.8K
BBW icon
1007
Build-A-Bear
BBW
$428M
$343K 0.01%
17,558
-2,993
-15% -$52.7K
PSI icon
1008
Invesco Semiconductors ETF
PSI
$2.34B
$343K 0.01%
6,696
+1,026
+18% +$48.7K
RSPU icon
1009
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$551M
$343K 0.01%
6,016
-80
-1% -$4.3K
BA icon
1010
CALL
Boeing
BA
$167B
$342K 0.01%
1,700
+300
+21% +$63.4K
FIX icon
1011
Comfort Systems
FIX
$60.9B
$342K 0.01%
3,458
-302
-8% -$27.9K
NTSX icon
1012
WisdomTree US Efficient Core Fund
NTSX
$1.34B
$341K 0.01%
7,698
-1,106
-13% -$47.8K
IVZ icon
1013
Invesco
IVZ
$13.3B
$340K 0.01%
14,789
-11
-0.1% -$268
JEF icon
1014
Jefferies Financial Group
JEF
$13B
$340K 0.01%
+9,154
New +$353K
BJAN icon
1015
Innovator US Equity Buffer ETF January
BJAN
$342M
$339K 0.01%
9,092
+500
+6% +$18.5K
MJ icon
1016
Amplify Alternative Harvest ETF
MJ
$101M
$339K 0.01%
2,553
+633
+33% +$99.7K
TILT icon
1017
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$339K 0.01%
+1,858
New +$332K
BUFF icon
1018
Innovator Laddered Allocation Power Buffer ETF
BUFF
$908M
$338K 0.01%
+9,390
New +$334K
CPB icon
1019
Campbell Soup
CPB
$6.67B
$338K 0.01%
+7,785
New +$324K
MRO
1020
DELISTED
Marathon Oil Corporation
MRO
$338K 0.01%
20,610
-521
-2% -$8.38K
CPRT icon
1021
Copart
CPRT
$27.6B
$337K 0.01%
8,900
– –
IJUL icon
1022
Innovator International Developed Power Buffer ETF July
IJUL
$241M
$334K 0.01%
13,610
– –
TFI icon
1023
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$334K 0.01%
6,460
+6
+0.1% +$309
TWI icon
1024
Titan International
TWI
$519M
$334K 0.01%
+30,500
New +$239K
ALLE icon
1025
Allegion
ALLE
$13.4B
$333K 0.01%
2,518
-240
-9% -$31.4K
39 40
41
42 43

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WB
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SCM
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BPS
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WWA
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.