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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWL icon
976
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$277K 0.01%
2,790
+78
+3% +$7.88K
FIDU icon
977
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$276K 0.01%
4,027
+77
+2% +$5.5K
GUNR icon
978
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$275K 0.01%
+7,095
New +$271K
B
979
Barrick Mining
B
$62.2B
$275K 0.01%
14,127
+2,567
+22% +$45K
AGO icon
980
Assured Guaranty
AGO
$3.78B
$274K 0.01%
3,108
– –
XTWO icon
981
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
XTWO
$184M
$274K 0.01%
5,532
-810
-13% -$39.8K
BBRE icon
982
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.3B
$274K 0.01%
2,911
+526
+22% +$49.8K
XDEC icon
983
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$202M
$273K 0.01%
7,411
– –
GSST icon
984
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.55B
$272K 0.01%
+5,384
New +$271K
CVNA icon
985
Carvana
CVNA
$43.3B
$272K 0.01%
6,500
+550
+9% +$24.3K
AAL icon
986
American Airlines Group
AAL
$9.58B
$271K 0.01%
+25,728
New +$387K
OXLC
987
Oxford Lane Capital
OXLC
$830M
$271K 0.01%
11,499
-1,673
-13% -$41.6K
IVOV icon
988
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$271K 0.01%
+2,944
New +$283K
QQQH
989
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$270K 0.01%
5,537
+73
+1% +$3.77K
SFM icon
990
Sprouts Farmers Market
SFM
$7.04B
$270K 0.01%
+1,766
New +$263K
FITB
991
Fifth Third Bancorp
FITB
$52B
$269K 0.01%
6,861
+257
+4% +$10.8K
PNOV icon
992
Innovator US Equity Power Buffer ETF November
PNOV
$879M
$269K 0.01%
7,226
-1,904
-21% -$72.4K
ITB icon
993
iShares US Home Construction ETF
ITB
$2.41B
$269K 0.01%
2,822
-12
-0.4% -$1.22K
HYMB icon
994
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$267K 0.01%
10,603
+453
+4% +$11.6K
TXT icon
995
Textron
TXT
$16.6B
$266K 0.01%
3,684
-1,106
-23% -$82.8K
MET icon
996
MetLife
MET
$61B
$266K 0.01%
3,311
+454
+16% +$37.8K
ABR icon
997
Arbor Realty Trust
ABR
$960M
$265K 0.01%
22,593
-5,390
-19% -$69.8K
IYK icon
998
iShares US Consumer Staples ETF
IYK
$1.39B
$265K 0.01%
3,697
-209
-5% -$14.2K
CGW icon
999
Invesco S&P Global Water Index ETF
CGW
$1.05B
$264K 0.01%
4,746
+312
+7% +$17.2K
BSMQ icon
1000
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$282M
$263K 0.01%
11,157
+946
+9% +$22.4K
38 39
40
41 42

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.