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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
976
CALL
Meta Platforms (Facebook)
META
$1.51T
– –
-3,800
Closed -$498K
MSFT icon
977
CALL
Microsoft
MSFT
$2.84T
– –
-3,500
Closed -$355K
NEA icon
978
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
– –
-20,598
Closed -$254K
NEM icon
979
Newmont
NEM
$98.2B
– –
-6,026
Closed -$209K
NFLX icon
980
CALL
Netflix
NFLX
$292B
– –
-42,000
Closed -$1.12M
NTNX icon
981
Nutanix
NTNX
$14.9B
– –
-17,395
Closed -$723K
PFXF icon
982
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
– –
-10,655
Closed -$189K
PICK icon
983
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
– –
-10,782
Closed -$291K
PSQ icon
984
ProShares Short QQQ
PSQ
$694M
– –
-7,448
Closed -$1.28M
RWM icon
985
ProShares Short Russell2000
RWM
$122M
– –
-6,160
Closed -$288K
SHM icon
986
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-4,839
Closed -$233K
SKY icon
987
Champion Homes
SKY
$4.48B
– –
-11,064
Closed -$163K
SNAP icon
988
Snap
SNAP
$7.32B
– –
-10,165
Closed -$56K
SPY icon
989
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-1,000
Closed -$250K
SSRM icon
990
SSR Mining
SSRM
$5.57B
– –
-25,638
Closed -$310K
TLRY icon
991
Tilray
TLRY
$479M
– –
-355
Closed -$250K
URI icon
992
United Rentals
URI
$71.1B
– –
-2,288
Closed -$235K
VVR icon
993
Invesco Senior Income Trust
VVR
$456M
– –
-10,574
Closed -$41K
WDFC icon
994
WD-40
WDFC
$3.1B
– –
-1,834
Closed -$336K
WYNN icon
995
Wynn Resorts
WYNN
$10.1B
– –
-4,463
Closed -$441K
XHB icon
996
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
– –
-6,690
Closed -$218K
HEP
997
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-10,754
Closed -$307K
ZOM
998
DELISTED
Zomedica Corp.
ZOM
– –
-13,491
Closed -$17K
SCIU
999
DELISTED
Global X Scientific Beta US ETF
SCIU
– –
-17,537
Closed -$490K
GHDX
1000
DELISTED
Genomic Health, Inc.
GHDX
– –
-3,900
Closed -$251K
37 38 39
40
41

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.