Sigma Planning Corp’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Sigma Planning Corp’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-9,484	Closed	-$470K	–	1483
2021 Q2	$470K	Buy	9,484 +3,807	+67%	+$189K	0.01%	856
2021 Q1	$281K	Buy	5,677 +1	+0%	+$50	0.01%	1029
2020 Q4	$283K	Buy	5,676 +221	+4%	+$11K	0.01%	929
2020 Q3	$272K	Buy	5,455 +235	+5%	+$11.7K	0.01%	831
2020 Q2	$260K	Sell	5,220 -3,555	-41%	-$176K	0.01%	840
2020 Q1	$429K	Buy	8,775 +4,250	+94%	+$208K	0.03%	537
2019 Q4	$222K	Buy	+4,525	New	+$222K	0.01%	923
2019 Q1	–	Sell	-4,839	Closed	-$233K	–	986
2018 Q4	$233K	Sell	4,839 -2,076	-30%	-$99K	0.02%	697
2018 Q3	$330K	Buy	6,915 +1,922	+38%	+$92.1K	0.02%	650
2018 Q2	$240K	Buy	+4,993	New	+$239K	0.02%	747

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Sigma Planning Corp's SHM Position: Q3 2021 in Review

Sigma Planning Corp sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q3 2021, closing a stake of 9,484 shares — an estimated $470K sold.

Sigma Planning Corp first reported a position in SHM in Q2 2018 and held it in 10 quarters. The position peaked at $470K in Q2 2021. 433 funds tracked by Wall St. Rank hold SHM as of Q3 2021.

Sigma Planning Corp reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q3 2021 after selling out during the quarter.
Sigma Planning Corp sold 9,484 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q3 2021, an estimated $470K.
Sigma Planning Corp first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q2 2018 and held it in 10 quarters.
Sigma Planning Corp's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $470K in Q2 2021.
433 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q3 2021.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.