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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGF icon
976
iShares Global Infrastructure ETF
IGF
$11B
– –
-9,830
Closed -$422K
BRSL
977
Brightstar Lottery PLC
BRSL
$1.91B
– –
-13,444
Closed -$312K
INDY icon
978
iShares S&P India Nifty 50 Index Fund
INDY
$545M
– –
-5,904
Closed -$208K
JPM icon
979
CALL
JPMorgan Chase
JPM
$939B
– –
-2,500
Closed -$261K
LDP icon
980
Cohen & Steers Duration Preferred & Income Fund
LDP
$602M
– –
-7,855
Closed -$201K
LVS icon
981
Las Vegas Sands
LVS
$30.5B
– –
-2,950
Closed -$225K
MHF
982
Western Asset Municipal High Income Fund
MHF
$151M
– –
-13,990
Closed -$101K
MLM icon
983
Martin Marietta Materials
MLM
$33.6B
– –
-1,202
Closed -$269K
MVO
984
MV Oil Trust
MVO
$6.85M
– –
-10,700
Closed -$110K
OGE icon
985
OGE Energy
OGE
$10.3B
– –
-5,808
Closed -$205K
QQEW icon
986
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
– –
-3,517
Closed -$213K
RACE icon
987
Ferrari
RACE
$63.3B
– –
-3,098
Closed -$418K
RGNX icon
988
Regenxbio
RGNX
$623M
– –
-3,180
Closed -$228K
RHI icon
989
Robert Half
RHI
$3.61B
– –
-10,463
Closed -$681K
RING icon
990
iShares MSCI Global Gold Miners ETF
RING
$2.31B
– –
-43,393
Closed -$760K
SGOL icon
991
abrdn Physical Gold Shares ETF
SGOL
$6.92B
– –
-17,250
Closed -$209K
SLRC icon
992
SLR Investment Corp
SLRC
$706M
– –
-12,822
Closed -$262K
SNAP icon
993
Snap
SNAP
$7.32B
– –
-11,292
Closed -$148K
STM icon
994
STMicroelectronics
STM
$46B
– –
-14,088
Closed -$312K
SUPN icon
995
Supernus Pharmaceuticals
SUPN
$2.68B
– –
-5,940
Closed -$356K
SVXY icon
996
ProShares Short VIX Short-Term Futures ETF
SVXY
$220M
– –
-6,673
Closed -$170K
TFLO icon
997
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
– –
-4,499
Closed -$226K
TYL icon
998
Tyler Technologies
TYL
$12.2B
– –
-1,280
Closed -$284K
UA icon
999
Under Armour Class C
UA
$2.92B
– –
-12,768
Closed -$269K
UAA icon
1000
Under Armour
UAA
$3B
– –
-9,357
Closed -$210K
38 39
40
41 42

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.