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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
76
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $8.26M | 0.23% |
115,100
+6,268
| +6% | +$466K |
2014 Q4
45 quarters
|
|
77
State Street Energy Select Sector SPDR ETF
XLE
$42.8B
| $8.26M | 0.23% |
134,822
+15,968
| +13% | +$857K |
2014 Q4
45 quarters
|
|
|
78
iShares MSCI USA Quality GARP ETF
GARP
$3.48B
| $8.26M | 0.23% |
+129,075
| New | +$8.76M |
2026 Q1
0 quarters
|
|
79
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
| $8.18M | 0.23% |
144,283
-7,460
| -5% | -$434K |
2021 Q1
20 quarters
|
|
80
Vanguard Morningstar Growth ETF
VUG
$232B
| $8.15M | 0.23% |
111,936
+6,456
| +6% | +$502K |
2014 Q4
45 quarters
|
|
81
iShares Global Energy ETF
IXC
$3.21B
| $8.09M | 0.22% |
140,467
-6,963
| -5% | -$347K |
2020 Q1
24 quarters
|
|
82
Advanced Micro Devices
AMD
$918B
| $8.07M | 0.22% |
39,657
-4,277
| -10% | -$913K |
2017 Q1
36 quarters
|
|
83
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.4B
| $7.94M | 0.22% |
236,638
+28,942
| +14% | +$978K |
2022 Q4
13 quarters
|
|
84
Main Sector Rotation ETF
SECT
$2.89B
| $7.92M | 0.22% |
131,205
+6,385
| +5% | +$406K |
2023 Q2
11 quarters
|
|
85
State Street Health Care Select Sector SPDR ETF
XLV
$45.9B
| $7.89M | 0.22% |
53,850
+1,175
| +2% | +$181K |
2014 Q4
45 quarters
|
|
86
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$2.01B
| $7.89M | 0.22% |
156,840
+1,067
| +0.7% | +$53.7K |
2023 Q1
12 quarters
|
|
87
Vanguard Information Technology ETF
VGT
$150B
| $7.81M | 0.22% |
89,504
-1,016
| -1% | -$93.5K |
2014 Q4
45 quarters
|
|
88
Fidelity Total Bond ETF
FBND
$28.3B
| $7.79M | 0.22% |
170,652
+4,395
| +3% | +$203K |
2016 Q3
38 quarters
|
|
89
Innovator Defined Wealth Shield ETF
BALT
$3.12B
| $7.78M | 0.22% |
232,629
-32,770
| -12% | -$1.1M |
2022 Q3
14 quarters
|
|
90
iShares Core High Dividend ETF
HDV
$15.4B
| $7.76M | 0.22% |
285,940
+1,855
| +0.7% | +$49.4K |
2014 Q4
45 quarters
|
|
91
Pacer Swan SOS Fund of Funds ETF
PSFF
$626M
| $7.64M | 0.21% |
238,294
+1,891
| +0.8% | +$61.2K |
2023 Q2
11 quarters
|
|
92
DTE Energy
DTE
$26.7B
| $7.63M | 0.21% |
52,188
-961
| -2% | -$135K |
2014 Q4
45 quarters
|
|
93
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.57B
| $7.51M | 0.21% |
51,879
+2,839
| +6% | +$421K |
2014 Q4
45 quarters
|
|
94
Goldman Sachs
GS
$260B
| $7.41M | 0.21% |
8,763
-16
| -0.2% | -$14.3K |
2016 Q4
37 quarters
|
|
95
CrowdStrike
CRWD
$250B
| $7.41M | 0.21% |
75,880
-1,292
| -2% | -$137K |
2020 Q2
23 quarters
|
|
96
State Street Financial Select Sector SPDR ETF
XLF
$51.4B
| $7.28M | 0.2% |
147,503
-43,160
| -23% | -$2.25M |
2014 Q4
45 quarters
|
|
97
iShares Global 100 ETF
IOO
$9.31B
| $7.26M | 0.2% |
60,002
-8,645
| -13% | -$1.09M |
2018 Q1
32 quarters
|
|
98
iShares Broad USD High Yield Corporate Bond ETF
USHY
$25.4B
| $7.22M | 0.2% |
195,873
+3,381
| +2% | +$126K |
2019 Q2
27 quarters
|
|
99
Pinnacle Focused Opportunities ETF
FCUS
$86.6M
| $7.03M | 0.2% |
195,441
-10,016
| -5% | -$368K |
2024 Q1
8 quarters
|
|
100
Netflix
NFLX
$302B
| $7.02M | 0.19% |
72,998
-6,539
| -8% | -$576K |
2015 Q1
44 quarters
|
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.