We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
76
Walt Disney
DIS
$165B
$7.73M 0.28%
88,967
-7,861
-8% -$752K
MOAT icon
77
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$7.7M 0.28%
118,624
-1,580
-1% -$102K
VYM icon
78
Vanguard High Dividend Yield ETF
VYM
$81.1B
$7.59M 0.27%
70,105
-6,459
-8% -$687K
XLK icon
79
State Street Technology Select Sector SPDR ETF
XLK
$115B
$7.5M 0.27%
120,556
-13,534
-10% -$859K
UPS icon
80
United Parcel Service
UPS
$97.6B
$7.48M 0.27%
43,047
+12,184
+39% +$2.11M
MCD icon
81
McDonald's
MCD
$188B
$7.41M 0.27%
28,132
+495
+2% +$131K
IJS icon
82
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$7.32M 0.26%
80,157
-2,646
-3% -$244K
TSLA icon
83
Tesla
TSLA
$1.24T
$7.3M 0.26%
59,292
-2,151
-4% -$407K
BAC icon
84
Bank of America
BAC
$435B
$7.3M 0.26%
220,452
+10,655
+5% +$367K
EFA icon
85
iShares MSCI EAFE ETF
EFA
$76.4B
$7.3M 0.26%
111,217
+1,734
+2% +$109K
LLY icon
86
Eli Lilly
LLY
$1.07T
$7.22M 0.26%
19,740
+1,086
+6% +$385K
F icon
87
Ford
F
$57.3B
$7.15M 0.26%
614,969
+17,962
+3% +$231K
DVY icon
88
iShares Select Dividend ETF
DVY
$24B
$7.14M 0.26%
59,197
+11,500
+24% +$1.36M
STIP icon
89
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$7.12M 0.25%
73,392
-7,513
-9% -$730K
VIG icon
90
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.99M 0.25%
46,017
+2,231
+5% +$333K
LMT icon
91
Lockheed Martin
LMT
$134B
$6.94M 0.25%
14,270
+59
+0.4% +$27.4K
MO icon
92
Altria Group
MO
$122B
$6.9M 0.25%
151,012
+967
+0.6% +$43.8K
NOC icon
93
Northrop Grumman
NOC
$77B
$6.86M 0.25%
12,578
+10,220
+433% +$5.33M
XLP icon
94
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$6.77M 0.24%
90,861
+2,061
+2% +$150K
DTE icon
95
DTE Energy
DTE
$31.1B
$6.67M 0.24%
56,721
+3,505
+7% +$397K
T icon
96
AT&T
T
$165B
$6.54M 0.23%
355,043
+696
+0.2% +$12.5K
EFAV icon
97
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$6.49M 0.23%
102,078
+2,370
+2% +$145K
VEA icon
98
Vanguard FTSE Developed Markets ETF
VEA
$226B
$6.46M 0.23%
154,033
+14,020
+10% +$568K
NOBL icon
99
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$6.35M 0.23%
141,174
+33,562
+31% +$1.49M
FIXD icon
100
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$6.27M 0.22%
142,850
-24,178
-14% -$1.05M
2 3
4
5 6

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.