We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$125M
Cap. Flow %
6.46%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.93%
2 Technology 7.38%
3 Financials 4.66%
4 Healthcare 4.29%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
76
State Street Technology Select Sector SPDR ETF
XLK
$122B
$5.55M 0.29%
142,336
+21,440
+18% +$817K
RSP icon
77
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$5.47M 0.28%
50,746
+9,453
+23% +$1M
BAC icon
78
Bank of America
BAC
$438B
$5.39M 0.28%
185,923
-9,165
-5% -$264K
ABBV icon
79
AbbVie
ABBV
$453B
$5.23M 0.27%
71,966
+6,095
+9% +$479K
ARKK icon
80
ARK Innovation ETF
ARKK
$6.44B
$5.21M 0.27%
108,579
-46,397
-30% -$2.11M
MOAT icon
81
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$5.14M 0.27%
107,122
+2,963
+3% +$140K
IDU icon
82
iShares US Utilities ETF
IDU
$1.32B
$5.12M 0.26%
67,884
+51,136
+305% +$3.8M
MUB icon
83
iShares National Muni Bond ETF
MUB
$45.2B
$5.11M 0.26%
45,137
+3,908
+9% +$438K
F icon
84
Ford
F
$58.3B
$5.1M 0.26%
498,472
-23,980
-5% -$236K
PEP icon
85
PepsiCo
PEP
$188B
$5.07M 0.26%
38,666
+1,021
+3% +$131K
FPX icon
86
First Trust US Equity Opportunities ETF
FPX
$1.5B
$5.06M 0.26%
64,908
+20,845
+47% +$1.58M
GOOGL icon
87
Alphabet (Google) Class A
GOOGL
$4.14T
$5.04M 0.26%
93,020
-52,260
-36% -$3.03M
WMT icon
88
Walmart Inc
WMT
$850B
$5.03M 0.26%
136,641
-2,346
-2% -$80.8K
VGT icon
89
Vanguard Information Technology ETF
VGT
$149B
$4.98M 0.26%
188,800
+27,912
+17% +$720K
FTEC icon
90
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$4.95M 0.26%
79,495
+21,436
+37% +$1.31M
IXUS icon
91
iShares Core MSCI Total International Stock ETF
IXUS
$61.4B
$4.91M 0.25%
83,671
-16,258
-16% -$948K
DVY icon
92
iShares Select Dividend ETF
DVY
$23.9B
$4.9M 0.25%
49,185
-1,980
-4% -$195K
VTI icon
93
Vanguard Morningstar Total Stock Market ETF
VTI
$693B
$4.87M 0.25%
32,471
+1,761
+6% +$259K
SKYY icon
94
First Trust Cloud Computing ETF
SKYY
$3.34B
$4.84M 0.25%
83,748
+3,740
+5% +$220K
DTE icon
95
DTE Energy
DTE
$28.3B
$4.77M 0.25%
43,837
+1,063
+2% +$114K
ACWI icon
96
iShares MSCI ACWI ETF
ACWI
$33.5B
$4.68M 0.24%
63,522
-5,968
-9% -$435K
CAT icon
97
Caterpillar
CAT
$374B
$4.68M 0.24%
34,314
+2,592
+8% +$343K
XLP icon
98
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.5B
$4.65M 0.24%
80,121
+3,217
+4% +$184K
XMMO icon
99
Invesco S&P MidCap Momentum ETF
XMMO
$7.38B
$4.57M 0.24%
77,753
+51,213
+193% +$2.97M
UNH icon
100
UnitedHealth
UNH
$356B
$4.57M 0.24%
18,709
+3,328
+22% +$800K
2 3
4
5 6

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $125M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.