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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $4.16M | 0.3% |
157,120
+76,180
| +94% | +$2.07M |
|
77
Fidelity Momentum Factor ETF
FDMO
$934M
| $4.11M | 0.3% |
138,594
-84,701
| -38% | -$2.71M |
|
78
PepsiCo
PEP
$186B
| $4.08M | 0.3% |
36,979
+3,454
| +10% | +$389K |
|
79
Caterpillar
CAT
$409B
| $4.01M | 0.29% |
31,593
+4,284
| +16% | +$557K |
|
80
iShares US Real Estate ETF
IYR
$4.59B
| $4.01M | 0.29% |
53,522
+18,656
| +54% | +$1.47M |
|
81
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $3.99M | 0.29% |
40,679
-671
| -2% | -$65.9K |
|
82
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $3.93M | 0.29% |
77,335
+10,572
| +16% | +$539K |
|
83
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $3.84M | 0.28% |
170,706
+3,810
| +2% | +$92.1K |
|
84
Vanguard S&P 500 ETF
VOO
$968B
| $3.84M | 0.28% |
16,707
+3,008
| +22% | +$745K |
|
85
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
| $3.84M | 0.28% |
110,998
-5,936
| -5% | -$224K |
|
86
Ford
F
$57.3B
| $3.76M | 0.27% |
491,981
-11,547
| -2% | -$103K |
|
87
UnitedHealth
UNH
$382B
| $3.66M | 0.27% |
14,689
-7,962
| -35% | -$2.1M |
|
88
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $3.65M | 0.27% |
88,740
+4,860
| +6% | +$216K |
|
89
DTE Energy
DTE
$31.1B
| $3.65M | 0.27% |
38,840
+2,018
| +5% | +$197K |
|
90
Waste Management
WM
$95.9B
| $3.59M | 0.26% |
40,390
+3,613
| +10% | +$324K |
|
91
Lockheed Martin
LMT
$134B
| $3.5M | 0.25% |
13,356
-197
| -1% | -$59.8K |
|
92
iShares Short Maturity Bond ETF
NEAR
$4.8B
| $3.39M | 0.25% |
67,970
+20,777
| +44% | +$1.04M |
|
93
Honeywell
HON
$77B
| $3.38M | 0.25% |
27,109
-508
| -2% | -$69.3K |
|
94
Merck
MRK
$324B
| $3.32M | 0.24% |
45,572
-482
| -1% | -$34K |
|
95
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $3.29M | 0.24% |
106,290
-1,370
| -1% | -$46.3K |
|
96
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $3.25M | 0.24% |
41,721
+2,710
| +7% | +$226K |
|
97
Coca-Cola
KO
$354B
| $3.24M | 0.24% |
68,397
-12
| -0% | -$574 |
|
98
CALL
Amazon
AMZN
$2.5T
| $3.15M | 0.23% |
42,000
+22,000
| +110% | +$1.83M |
|
99
3M
MMM
$89B
| $3.11M | 0.23% |
19,529
-707
| -3% | -$117K |
|
100
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $3.07M | 0.22% |
101,342
+5,842
| +6% | +$186K |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.