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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
76
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $4.8M | 0.28% |
18,146
-27,520
| -60% | -$7.04M |
|
77
Walt Disney
DIS
$165B
| $4.72M | 0.28% |
40,372
+2,333
| +6% | +$260K |
|
78
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
| $4.72M | 0.28% |
116,934
-17,609
| -13% | -$723K |
|
79
Lockheed Martin
LMT
$134B
| $4.69M | 0.28% |
13,553
+953
| +8% | +$308K |
|
80
Ford
F
$57.3B
| $4.66M | 0.27% |
503,528
+191
| +0% | +$1.91K |
|
81
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $4.42M | 0.26% |
166,896
-642
| -0.4% | -$16.5K |
|
82
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $4.37M | 0.26% |
101,087
-2,164
| -2% | -$93.3K |
|
83
NextEra Energy
NEE
$187B
| $4.29M | 0.25% |
102,280
+14,264
| +16% | +$607K |
|
84
SPDR Gold Trust
GLD
$131B
| $4.25M | 0.25% |
37,719
-10,650
| -22% | -$1.22M |
|
|
CSA
85
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
| $4.21M | 0.25% |
84,968
-673
| -0.8% | -$33.8K |
|
86
Nike
NKE
$61.9B
| $4.21M | 0.25% |
49,655
-1,618
| -3% | -$130K |
|
87
Caterpillar
CAT
$409B
| $4.16M | 0.24% |
27,309
+2,921
| +12% | +$413K |
|
88
Walmart Inc
WMT
$871B
| $4.15M | 0.24% |
132,645
-6,690
| -5% | -$205K |
|
89
Honeywell
HON
$77B
| $4.15M | 0.24% |
27,617
+1,380
| +5% | +$196K |
|
|
HDV
90
iShares Core High Dividend ETF
HDV
$14.4B
| $4.1M | 0.24% |
226,455
+6,995
| +3% | +$124K |
|
91
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $4.08M | 0.24% |
41,350
+4,921
| +14% | +$487K |
|
92
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $4.05M | 0.24% |
107,660
+5,088
| +5% | +$187K |
|
93
Cisco
CSCO
$450B
| $4.04M | 0.24% |
82,950
-11,174
| -12% | -$503K |
|
94
iShares Core S&P US Growth ETF
IUSG
$31.1B
| $4.01M | 0.24% |
64,618
+20,341
| +46% | +$1.23M |
|
95
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $3.94M | 0.23% |
67,272
+15,018
| +29% | +$855K |
|
96
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $3.92M | 0.23% |
83,880
+7,159
| +9% | +$327K |
|
97
PepsiCo
PEP
$186B
| $3.75M | 0.22% |
33,525
+1,405
| +4% | +$159K |
|
98
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $3.72M | 0.22% |
39,062
-625
| -2% | -$56.5K |
|
99
McDonald's
MCD
$188B
| $3.67M | 0.22% |
21,963
+601
| +3% | +$96.3K |
|
100
Sarepta Therapeutics
SRPT
$1.66B
| $3.67M | 0.22% |
22,746
+158
| +0.7% | +$21.6K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.