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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.8M
Cap. Flow %
1.39%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
389
Reduced
307
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 5.74%
2 Industrials 4.9%
3 Healthcare 4.87%
4 Financials 4.84%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
76
Amgen
AMGN
$203B
$3.09M 0.29%
17,928
+1,408
+9% +$229K
MRK icon
77
Merck
MRK
$324B
$3.09M 0.29%
50,471
+700
+1% +$42.6K
IYR icon
78
iShares US Real Estate ETF
IYR
$4.59B
$3.03M 0.28%
37,961
-2,733
-7% -$217K
PM icon
79
Philip Morris
PM
$301B
$3.03M 0.28%
25,769
-3,828
-13% -$443K
CC icon
80
Chemours
CC
$2.59B
$3M 0.28%
78,997
+9,653
+14% +$381K
FNCL icon
81
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$3M 0.28%
82,455
+27,627
+50% +$970K
QABA icon
82
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$2.97M 0.28%
58,766
+1,187
+2% +$59.2K
MCD icon
83
McDonald's
MCD
$188B
$2.97M 0.28%
19,391
-1,094
-5% -$158K
XLP icon
84
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$2.94M 0.28%
53,573
+2,833
+6% +$157K
HD icon
85
Home Depot
HD
$332B
$2.93M 0.28%
19,125
-475
-2% -$72.9K
CLX icon
86
Clorox
CLX
$11.6B
$2.88M 0.27%
21,622
+997
+5% +$135K
KO icon
87
Coca-Cola
KO
$354B
$2.84M 0.27%
63,222
+2,747
+5% +$121K
DD icon
88
DuPont de Nemours
DD
$18.6B
$2.81M 0.26%
17,600
+1,829
+12% +$291K
AGZ icon
89
iShares Agency Bond ETF
AGZ
$553M
$2.78M 0.26%
24,488
+4
+0% +$454
SWKS icon
90
Skyworks Solutions
SWKS
$9.06B
$2.78M 0.26%
28,986
+8,591
+42% +$881K
SCZ icon
91
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$2.78M 0.26%
48,040
+5,616
+13% +$320K
XLE icon
92
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.77M 0.26%
85,448
+6,058
+8% +$204K
SPLV icon
93
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$2.75M 0.26%
61,598
+482
+0.8% +$21.4K
GOOGL icon
94
Alphabet (Google) Class A
GOOGL
$3.91T
$2.75M 0.26%
59,160
-5,880
-9% -$275K
MINT icon
95
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.75M 0.26%
26,992
+2,423
+10% +$246K
IDV icon
96
iShares International Select Dividend ETF
IDV
$8.25B
$2.73M 0.26%
83,461
+9,557
+13% +$310K
AMLP icon
97
Alerian MLP ETF
AMLP
$13B
$2.73M 0.26%
45,585
-911
-2% -$55.5K
BND icon
98
Vanguard Total Bond Market
BND
$157B
$2.7M 0.25%
33,046
-3,973
-11% -$324K
SSO icon
99
ProShares Ultra S&P500
SSO
$7.82B
$2.7M 0.25%
241,672
-24,112
-9% -$264K
HON icon
100
Honeywell
HON
$77B
$2.67M 0.25%
22,201
-1,030
-4% -$122K
2 3
4
5 6

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Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 389 increased, 307 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.5% a quarter earlier, followed by Industrials and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.