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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUE icon
951
Cue Biopharma
CUE
$135M
$297K 0.01%
10,875
-4,031
-27% -$150K
DGT icon
952
State Street SPDR Global Dow ETF
DGT
$607M
$297K 0.01%
2,123
-93
-4% -$13K
SLYV icon
953
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$296K 0.01%
3,774
-3,032
-45% -$257K
EW icon
954
Edwards Lifesciences
EW
$47.6B
$294K 0.01%
4,055
+191
+5% +$13.7K
HLT icon
955
Hilton Worldwide
HLT
$74B
$294K 0.01%
1,291
-83
-6% -$20.7K
QSR icon
956
Restaurant Brands International
QSR
$25.1B
$290K 0.01%
4,352
-1,133
-21% -$73.1K
IMCB icon
957
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$289K 0.01%
3,907
-98
-2% -$7.55K
EVER icon
958
EverQuote
EVER
$886M
$289K 0.01%
+11,045
New +$253K
BOTZ icon
959
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$289K 0.01%
10,147
-290
-3% -$9.36K
VGIT icon
960
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$289K 0.01%
4,859
+71
+1% +$4.15K
LONZ icon
961
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$576M
$289K 0.01%
5,727
-174
-3% -$8.84K
NVDA icon
962
PUT
NVIDIA
NVDA
$5.01T
$287K 0.01%
+10,900
New +$1.38M
CNQ icon
963
Canadian Natural Resources
CNQ
$96.9B
$287K 0.01%
+9,314
New +$282K
FENI icon
964
Fidelity Enhanced International ETF
FENI
$10.6B
$287K 0.01%
9,631
+276
+3% +$8.12K
BTI icon
965
British American Tobacco
BTI
$132B
$286K 0.01%
6,918
-1,675
-19% -$65.8K
UNM icon
966
Unum
UNM
$13.8B
$286K 0.01%
3,509
-784
-18% -$60.4K
DG icon
967
Dollar General
DG
$25.9B
$286K 0.01%
+3,249
New +$246K
ETJ
968
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$285K 0.01%
33,710
+3,338
+11% +$30K
ECH icon
969
iShares MSCI Chile ETF
ECH
$1.01B
$284K 0.01%
+9,515
New +$268K
IGLB icon
970
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
$282K 0.01%
5,622
-343,504
-98% -$17.1M
CAG icon
971
Conagra Brands
CAG
$7.07B
$281K 0.01%
10,554
+112
+1% +$2.89K
FNV icon
972
Franco-Nevada
FNV
$41.4B
$281K 0.01%
+1,785
New +$250K
FNX icon
973
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$281K 0.01%
2,574
-3,292
-56% -$380K
AUR icon
974
Aurora
AUR
$11.7B
$280K 0.01%
41,637
+30,000
+258% +$215K
CBRE icon
975
CBRE Group
CBRE
$40.8B
$278K 0.01%
2,123
+153
+8% +$20.8K
37 38
39
40 41

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.