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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
First Trust Natural Gas ETF
FCG
$617M
| $274K | 0.01% |
31,080
-7,139
| -19% | -$54.4K |
|
952
Innovator US Equity Buffer ETF December
BDEC
$216M
| $273K | 0.01% |
+8,942
| New | +$262K |
|
953
La-Z-Boy
LZB
$1.62B
| $273K | 0.01% |
6,843
-3,055
| -31% | -$113K |
|
954
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $273K | 0.01% |
10,618
+902
| +9% | +$23.2K |
|
955
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
| $273K | 0.01% |
17,900
-613
| -3% | -$8.68K |
|
956
iShares Morningstar Small-Cap ETF
ISCB
$283M
| $272K | 0.01% |
5,512
-196
| -3% | -$8.81K |
|
957
ProShares Ultra QQQ
QLD
$12.5B
| $272K | 0.01% |
9,448
| – | – |
|
958
Atmos Energy
ATO
$29.7B
| $271K | 0.01% |
2,844
+167
| +6% | +$16.1K |
|
959
Intuit
INTU
$83.1B
| $270K | 0.01% |
711
-881
| -55% | -$309K |
|
960
Occidental Petroleum
OXY
$54.6B
| $269K | 0.01% |
15,531
-1,760
| -10% | -$24.1K |
|
961
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $269K | 0.01% |
8,553
+562
| +7% | +$17.6K |
|
|
Y
962
DELISTED
Alleghany Corp
Y
| $269K | 0.01% |
+446
| New | +$260K |
|
963
McKesson
MCK
$99.5B
| $268K | 0.01% |
1,539
-292
| -16% | -$48.6K |
|
964
EOG Resources
EOG
$74.7B
| $267K | 0.01% |
+5,357
| New | +$233K |
|
965
iShares US Healthcare Providers ETF
IHF
$1.21B
| $267K | 0.01% |
5,695
-11,955
| -68% | -$531K |
|
966
Invesco
IVZ
$13.3B
| $266K | 0.01% |
15,235
-2,741
| -15% | -$42.2K |
|
967
Global X US Preferred ETF
PFFD
$2.14B
| $263K | 0.01% |
+10,181
| New | +$258K |
|
968
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$156M
| $262K | 0.01% |
7,981
+51
| +0.6% | +$1.65K |
|
969
Beyond Meat
BYND
$283M
| $261K | 0.01% |
2,091
+165
| +9% | +$24.9K |
|
970
iShares Core 10+ Year USD Bond ETF
ILTB
$599M
| $261K | 0.01% |
+3,411
| New | +$258K |
|
971
Energy Transfer Partners
ET
$68.5B
| $260K | 0.01% |
42,141
-11,087
| -21% | -$67.1K |
|
972
Genworth Financial
GNW
$3.79B
| $260K | 0.01% |
68,878
-557
| -0.8% | -$2.29K |
|
973
iShares Genomics Immunology and Healthcare ETF
IDNA
$190M
| $260K | 0.01% |
5,652
+72
| +1% | +$3.11K |
|
974
Seagate
STX
$185B
| $260K | 0.01% |
4,186
-411
| -9% | -$23.1K |
|
975
Calix
CALX
$2.32B
| $259K | 0.01% |
+8,700
| New | +$215K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.