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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
951
CALL
Boeing
BA
$165B
– –
-1,500
Closed -$503K
BBWI icon
952
Bath & Body Works
BBWI
$4.01B
– –
-10,840
Closed -$323K
BBY icon
953
Best Buy
BBY
$18B
– –
-2,954
Closed -$220K
BCX icon
954
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
– –
-10,169
Closed -$94K
BLCN
955
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
– –
-9,719
Closed -$218K
CCJ icon
956
Cameco
CCJ
$38.3B
– –
-10,760
Closed -$121K
CDE icon
957
Coeur Mining
CDE
$15.6B
– –
-21,806
Closed -$166K
CLF icon
958
Cleveland-Cliffs
CLF
$6.81B
– –
-14,104
Closed -$119K
CNCR
959
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
– –
-9,618
Closed -$232K
CPRT icon
960
Copart
CPRT
$25.9B
– –
-235,480
Closed -$3.33M
CTS icon
961
CTS Corp
CTS
$1.72B
– –
-10,680
Closed -$384K
EDIT icon
962
Editas Medicine
EDIT
$399M
– –
-6,507
Closed -$233K
EOS
963
Eaton Vance Enhance Equity Income Fund II
EOS
$1.14B
– –
-11,323
Closed -$191K
EPR icon
964
EPR Properties
EPR
$4.86B
– –
-3,758
Closed -$244K
EQT icon
965
EQT Corp
EQT
$33.2B
– –
-8,022
Closed -$241K
EXEL icon
966
Exelixis
EXEL
$13.9B
– –
-16,197
Closed -$349K
FEM icon
967
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
– –
-15,317
Closed -$396K
FLRN icon
968
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
– –
-7,009
Closed -$216K
B
969
Barrick Mining
B
$62.2B
– –
-10,008
Closed -$131K
GWW icon
970
W.W. Grainger
GWW
$65.3B
– –
-2,536
Closed -$782K
HAE icon
971
Haemonetics
HAE
$3.58B
– –
-3,194
Closed -$286K
IAG icon
972
IAMGOLD
IAG
$8.47B
– –
-19,148
Closed -$111K
IART icon
973
Integra LifeSciences
IART
$1.54B
– –
-40,636
Closed -$2.62M
IEV icon
974
iShares Europe ETF
IEV
$1.63B
– –
-5,558
Closed -$249K
IGE icon
975
iShares North American Natural Resources ETF
IGE
$747M
– –
-5,573
Closed -$205K
37 38
39
40 41

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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.