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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LZB icon
926
La-Z-Boy
LZB
$1.62B
$383K 0.01%
11,149
+27
+0.2% +$990
RYLD icon
927
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$382K 0.01%
25,410
-850
-3% -$12.7K
CGW icon
928
Invesco S&P Global Water Index ETF
CGW
$1.05B
$381K 0.01%
5,934
+1,223
+26% +$77.4K
FDRR icon
929
Fidelity Dividend ETF for Rising Rates
FDRR
$733M
$381K 0.01%
6,498
-535
-8% -$30.3K
EME icon
930
Emcor
EME
$33B
$381K 0.01%
586
+25
+4% +$15.2K
MKC icon
931
McCormick & Company Non-Voting
MKC
$13.6B
$380K 0.01%
5,681
-298
-5% -$20.9K
ALLE icon
932
Allegion
ALLE
$13.4B
$380K 0.01%
2,143
-81
-4% -$13.4K
SAUG icon
933
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$110M
$380K 0.01%
15,156
-51
-0.3% -$1.24K
SFEB
934
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$127M
$379K 0.01%
16,629
-58
-0.3% -$1.28K
MDYG icon
935
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.85B
$378K 0.01%
4,131
-215
-5% -$19.3K
BROS icon
936
Dutch Bros
BROS
$9.01B
$378K 0.01%
7,220
+579
+9% +$36.6K
DOV icon
937
Dover
DOV
$27.7B
$378K 0.01%
2,264
+30
+1% +$5.38K
IBIT icon
938
iShares Bitcoin Trust
IBIT
$48.2B
$376K 0.01%
+5,790
New +$377K
AMAT icon
939
CALL
Applied Materials
AMAT
$410B
$375K 0.01%
+8,000
New +$1.45M
EIPX icon
940
FT Energy Income Partners Strategy ETF
EIPX
$558M
$375K 0.01%
14,315
+107
+0.8% +$2.78K
MPLX icon
941
MPLX
MPLX
$59.2B
$374K 0.01%
7,494
+806
+12% +$40.9K
CHI
942
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$373K 0.01%
34,611
-4,144
-11% -$43.4K
LIVE icon
943
Live Ventures
LIVE
$30.7M
$373K 0.01%
20,325
+497
+3% +$8.42K
DON icon
944
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$373K 0.01%
7,136
-415
-5% -$21.5K
YMAR icon
945
FT Vest International Equity Moderate Buffer ETF March
YMAR
$160M
$373K 0.01%
14,200
-1,453
-9% -$37.5K
HRL icon
946
Hormel Foods
HRL
$14.3B
$372K 0.01%
15,048
-1,394
-8% -$38.6K
MSCI icon
947
MSCI
MSCI
$41.5B
$371K 0.01%
654
+103
+19% +$58.2K
RWL icon
948
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$371K 0.01%
3,349
+42
+1% +$4.48K
DFLV icon
949
Dimensional US Large Cap Value ETF
DFLV
$6.84B
$370K 0.01%
11,253
+1,406
+14% +$45K
UVV icon
950
Universal Corp
UVV
$1.34B
$369K 0.01%
6,596
+537
+9% +$29.7K
36 37
38
39 40

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WB
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SCM
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BPS
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.