We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYG icon
926
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$318K 0.01%
4,001
+102
+3% +$8.77K
UVV icon
927
Universal Corp
UVV
$1.34B
$317K 0.01%
5,654
+435
+8% +$23.2K
P
928
Everpure Inc
P
$24.8B
$317K 0.01%
7,158
+263
+4% +$15.9K
AZO icon
929
AutoZone
AZO
$48.3B
$316K 0.01%
83
+17
+26% +$58.7K
EWH icon
930
iShares MSCI Hong Kong ETF
EWH
$1.22B
$314K 0.01%
+17,931
New +$306K
DVOL icon
931
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
$313K 0.01%
8,805
+992
+13% +$34.8K
USB icon
932
US Bancorp
USB
$99.6B
$311K 0.01%
7,359
-171
-2% -$7.89K
SUSB icon
933
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
$309K 0.01%
12,380
+517
+4% +$12.8K
BECN
934
DELISTED
Beacon Roofing Supply, Inc.
BECN
$309K 0.01%
+2,500
New +$291K
MNST icon
935
Monster Beverage
MNST
$91.4B
$308K 0.01%
5,265
-353
-6% -$18.4K
VLUE icon
936
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$307K 0.01%
2,882
-494
-15% -$53.8K
SRET icon
937
Global X SuperDividend REIT ETF
SRET
$237M
$307K 0.01%
+14,496
New +$301K
CQP icon
938
Cheniere Energy
CQP
$31.8B
$307K 0.01%
4,651
-510
-10% -$31.7K
BUFF icon
939
Innovator Laddered Allocation Power Buffer ETF
BUFF
$895M
$307K 0.01%
6,957
-7,230
-51% -$326K
AR icon
940
Antero Resources
AR
$10.9B
$305K 0.01%
7,543
-1,059
-12% -$40.6K
LDOS icon
941
Leidos
LDOS
$14.1B
$304K 0.01%
2,256
-215
-9% -$30K
PNC icon
942
PNC Financial Services
PNC
$100B
$304K 0.01%
1,732
-93
-5% -$17.6K
ULTA icon
943
Ulta Beauty
ULTA
$20.4B
$304K 0.01%
828
+2
+0.2% +$762
LQDH icon
944
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$303K 0.01%
3,281
-182
-5% -$16.9K
QQQE icon
945
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$303K 0.01%
3,470
-1,977
-36% -$182K
FREL icon
946
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$301K 0.01%
10,949
-120
-1% -$3.3K
LW icon
947
Lamb Weston
LW
$6.82B
$299K 0.01%
5,605
+384
+7% +$21.7K
LEN icon
948
Lennar Class A
LEN
$20.4B
$298K 0.01%
2,596
-2,089
-45% -$261K
QQEW icon
949
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$298K 0.01%
2,460
-1,816
-42% -$233K
APLE icon
950
Apple Hospitality REIT
APLE
$3.96B
$297K 0.01%
23,035
+843
+4% +$12.3K
36 37
38
39 40

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.