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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
926
Capital One
COF
$127B
$412K 0.01%
2,840
-11,194
-80% -$1.73M
IGM icon
927
iShares Expanded Tech Sector ETF
IGM
$9.92B
$412K 0.01%
5,622
-102
-2% -$7.33K
HIG icon
928
Hartford Financial Services
HIG
$38.4B
$410K 0.01%
5,939
+757
+15% +$53.4K
REGN icon
929
Regeneron Pharmaceuticals
REGN
$69.9B
$410K 0.01%
650
+67
+11% +$41.2K
CSQ icon
930
Calamos Strategic Total Return Fund
CSQ
$3.21B
$409K 0.01%
21,187
-794
-4% -$15K
CTAS icon
931
Cintas
CTAS
$84.4B
$409K 0.01%
3,692
-400
-10% -$43.1K
HLT icon
932
Hilton Worldwide
HLT
$75.3B
$409K 0.01%
2,623
+237
+10% +$34.1K
DAUG icon
933
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
$408K 0.01%
11,553
-1,065
-8% -$37.2K
EDOW icon
934
First Trust Dow 30 Equal Weight ETF
EDOW
$311M
$406K 0.01%
12,792
-264
-2% -$8.21K
ESG icon
935
FlexShares STOXX US ESG Select Index Fund
ESG
$131M
$404K 0.01%
+3,473
New +$391K
SKT icon
936
Tanger
SKT
$4.8B
$403K 0.01%
20,900
-319
-2% -$6.07K
PWB icon
937
Invesco Large Cap Growth ETF
PWB
$2.29B
$402K 0.01%
4,977
– –
RIOT icon
938
Riot Platforms
RIOT
$8.31B
$402K 0.01%
+18,018
New +$536K
LIVE icon
939
Live Ventures
LIVE
$30.7M
$401K 0.01%
12,704
-47
-0.4% -$1.58K
MP icon
940
MP Materials
MP
$7.68B
$401K 0.01%
8,825
+666
+8% +$26.3K
UUP icon
941
Invesco DB US Dollar Index Bullish Fund
UUP
$426M
$401K 0.01%
+15,641
New +$399K
FRME icon
942
First Merchants
FRME
$2.69B
$398K 0.01%
+9,491
New +$398K
IBUY icon
943
Amplify Online Retail ETF
IBUY
$110M
$398K 0.01%
4,523
-524
-10% -$53.8K
PBCT
944
DELISTED
People's United Financial Inc
PBCT
$398K 0.01%
22,321
+1,017
+5% +$18.1K
ADBE icon
945
PUT
Adobe
ADBE
$94.5B
$397K 0.01%
+700
New +$438K
FMF icon
946
First Trust Managed Futures Strategy Fund
FMF
$249M
$396K 0.01%
8,717
-7,119
-45% -$337K
DVOL icon
947
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.1M
$395K 0.01%
12,442
– –
BBN icon
948
BlackRock Taxable Municipal Bond Trust
BBN
$971M
$394K 0.01%
15,048
+3,036
+25% +$78.4K
VTRS icon
949
Viatris
VTRS
$20.5B
$394K 0.01%
29,125
+19,110
+191% +$255K
VNLA icon
950
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$393K 0.01%
7,921
-570
-7% -$28.4K
36 37
38
39 40

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SCM
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WWA
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.