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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
926
SLB Ltd
SLB
$75.3B
$284K 0.01%
12,994
-4,282
-25% -$80.8K
CXT icon
927
Crane NXT
CXT
$3.15B
$283K 0.01%
+10,500
New +$231K
EDIT icon
928
Editas Medicine
EDIT
$399M
$283K 0.01%
+4,038
New +$166K
SHM icon
929
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$283K 0.01%
5,676
+221
+4% +$11K
AGNC icon
930
AGNC Investment
AGNC
$12.8B
$282K 0.01%
18,051
-8,487
-32% -$126K
APPN icon
931
Appian
APPN
$1.99B
$282K 0.01%
+1,742
New +$195K
NUS icon
932
Nu Skin
NUS
$258M
$282K 0.01%
5,158
+36
+0.7% +$1.89K
TSLA icon
933
PUT
Tesla
TSLA
$1.21T
$282K 0.01%
+1,200
New +$205K
VRTX icon
934
Vertex Pharmaceuticals
VRTX
$123B
$282K 0.01%
+1,195
New +$274K
PBCT
935
DELISTED
People's United Financial Inc
PBCT
$282K 0.01%
21,771
+1,138
+6% +$13.7K
ALLE icon
936
Allegion
ALLE
$13.8B
$281K 0.01%
2,418
-32
-1% -$3.48K
ESGR
937
DELISTED
Enstar Group
ESGR
$281K 0.01%
1,371
+91
+7% +$17.2K
VMW
938
CALL
DELISTED
VMware, Inc
VMW
$281K 0.01%
+2,000
New +$286K
MNDT
939
DELISTED
Mandiant, Inc. Common Stock
MNDT
$281K 0.01%
12,164
+21
+0.2% +$323
FCEL icon
940
FuelCell Energy
FCEL
$1.59B
$280K 0.01%
836
+104
+14% +$17K
SRVR icon
941
Pacer Data & Infrastructure Real Estate ETF
SRVR
$378M
$279K 0.01%
7,782
-79,455
-91% -$2.82M
DGRW icon
942
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$278K 0.01%
5,154
-262
-5% -$13.6K
RSPT icon
943
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.39B
$278K 0.01%
10,950
-3,080
-22% -$71.5K
IYG icon
944
iShares US Financial Services ETF
IYG
$2.17B
$277K 0.01%
5,547
-3,645
-40% -$164K
URTH icon
945
iShares MSCI World ETF
URTH
$7.94B
$277K 0.01%
2,468
-336
-12% -$35.6K
AXS icon
946
AXIS Capital
AXS
$8.76B
$276K 0.01%
5,480
-137
-2% -$6.64K
DTP
947
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$276K 0.01%
5,733
– –
SLY
948
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$276K 0.01%
3,472
-370
-10% -$26.4K
ROST icon
949
Ross Stores
ROST
$80.7B
$275K 0.01%
2,235
-483
-18% -$50.6K
CLDR
950
DELISTED
Cloudera, Inc.
CLDR
$275K 0.01%
+19,800
New +$227K
36 37
38
39 40

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.