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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNL icon
876
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$473M
$477K 0.01%
10,953
+396
+4% +$16.7K
BIP icon
877
Brookfield Infrastructure Partners
BIP
$18.6B
$476K 0.01%
11,753
+489
+4% +$18.9K
BAX icon
878
Baxter International
BAX
$12.1B
$474K 0.01%
5,521
-1,124
-17% -$90.5K
DJTWW
879
Trump Media & Technology Group Warrants
DJTWW
$774M
$474K 0.01%
+35,884
New +$543K
PDP icon
880
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$470K 0.01%
4,972
-15
-0.3% -$1.42K
ATO icon
881
Atmos Energy
ATO
$29.7B
$469K 0.01%
4,479
-280
-6% -$26.5K
ON icon
882
ON Semiconductor
ON
$34.7B
$469K 0.01%
+6,906
New +$391K
WYNN icon
883
Wynn Resorts
WYNN
$10.3B
$469K 0.01%
5,510
+959
+21% +$84.9K
AOM icon
884
iShares Core Moderate Allocation ETF
AOM
$1.75B
$467K 0.01%
10,260
+8
+0.1% +$363
MMP
885
DELISTED
Magellan Midstream Partners, L.P.
MMP
$467K 0.01%
10,055
+934
+10% +$44.1K
CHW
886
Calamos Global Dynamic Income Fund
CHW
$538M
$464K 0.01%
46,568
-2,000
-4% -$20.2K
TSN icon
887
Tyson Foods
TSN
$21.4B
$464K 0.01%
5,323
+167
+3% +$13.7K
FBC
888
DELISTED
Flagstar Bancorp, Inc. New
FBC
$464K 0.01%
9,679
+55
+0.6% +$2.73K
FRPT icon
889
Freshpet
FRPT
$2.92B
$463K 0.01%
4,862
-355
-7% -$44K
FVC icon
890
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$462K 0.01%
12,222
+1,727
+16% +$64.8K
PEG icon
891
Public Service Enterprise Group
PEG
$39.5B
$461K 0.01%
6,910
+34
+0.5% +$2.15K
ISCV icon
892
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$458K 0.01%
7,710
-11
-0.1% -$652
WAB icon
893
Wabtec
WAB
$50.8B
$458K 0.01%
+4,969
New +$456K
BLE
894
DELISTED
BlackRock Municipal Income Trust II
BLE
$456K 0.01%
30,099
+1,164
+4% +$17.7K
IDCC icon
895
InterDigital
IDCC
$6.7B
$455K 0.01%
6,355
-246
-4% -$17.1K
JXN icon
896
Jackson Financial
JXN
$8.44B
$455K 0.01%
+10,881
New +$356K
PXD
897
DELISTED
Pioneer Natural Resource Co.
PXD
$455K 0.01%
2,503
+156
+7% +$28.7K
BHK icon
898
BlackRock Core Bond Trust
BHK
$644M
$453K 0.01%
27,442
+2,752
+11% +$45.2K
RGLD icon
899
Royal Gold
RGLD
$17.1B
$452K 0.01%
+4,300
New +$434K
PHG icon
900
Philips
PHG
$24.3B
$451K 0.01%
14,818
+2,076
+16% +$70.5K
34 35
36
37 38

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.