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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSI
876
TCW Strategic Income Fund
TSI
$212M
$218K 0.01%
37,922
– –
HALL
877
DELISTED
Hallmark Financial Services, Inc.
HALL
$218K 0.01%
+1,530
New +$183K
CSQ icon
878
Calamos Strategic Total Return Fund
CSQ
$3.21B
$217K 0.01%
17,022
+6,217
+58% +$78.1K
IQDF icon
879
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$217K 0.01%
9,429
-55
-0.6% -$1.27K
ITB icon
880
iShares US Home Construction ETF
ITB
$2.41B
$216K 0.01%
5,658
-90
-2% -$3.4K
LOB icon
881
Live Oak Bancshares
LOB
$1.95B
$216K 0.01%
12,600
-78
-0.6% -$1.28K
MGK icon
882
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$216K 0.01%
8,355
+225
+3% +$5.73K
USHY icon
883
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$216K 0.01%
+5,276
New +$214K
APTS
884
DELISTED
Preferred Apartment Communities, Inc.
APTS
$216K 0.01%
14,432
+119
+0.8% +$1.85K
FTXO icon
885
First Trust Nasdaq Bank ETF
FTXO
$305M
$215K 0.01%
+8,466
New +$214K
KKR icon
886
KKR & Co
KKR
$89.2B
$215K 0.01%
8,501
-1,970
-19% -$47.2K
USCI icon
887
US Commodity Index
USCI
$372M
$215K 0.01%
5,812
-63
-1% -$2.38K
CAF
888
Morgan Stanley China A Share Fund
CAF
$334M
$214K 0.01%
9,861
-1,108
-10% -$24.4K
FCX icon
889
Freeport-McMoran
FCX
$90B
$214K 0.01%
18,395
+5,106
+38% +$59.4K
SPYG icon
890
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$214K 0.01%
+5,522
New +$210K
ALK icon
891
Alaska Air
ALK
$5.15B
$213K 0.01%
3,333
-3,087
-48% -$188K
GBAB
892
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$381M
$212K 0.01%
+8,837
New +$205K
LKFT
893
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.82B
$212K 0.01%
+1,647
New +$195K
IFF icon
894
International Flavors & Fragrances
IFF
$19.4B
$212K 0.01%
1,457
-303
-17% -$42.1K
RWL icon
895
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$212K 0.01%
+3,974
New +$208K
XHR
896
Xenia Hotels & Resorts
XHR
$1.98B
$212K 0.01%
10,180
+174
+2% +$3.76K
MXIM
897
DELISTED
Maxim Integrated Products
MXIM
$212K 0.01%
3,541
-1,043
-23% -$59.5K
VBF icon
898
Invesco Bond Fund
VBF
$168M
$210K 0.01%
11,252
+70
+0.6% +$1.3K
VIS icon
899
Vanguard Industrials ETF
VIS
$8.23B
$210K 0.01%
1,443
-94
-6% -$13.4K
GBDC icon
900
Golub Capital BDC
GBDC
$3.33B
$209K 0.01%
11,973
+1,333
+13% +$23.4K
34 35
36
37 38

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.