SPC
CAF

Sigma Planning Corp’s Morgan Stanley China A Share Fund CAF Stock Holding History

Sigma Planning Corp’s Portfolio CAF Stock Details CAF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-9,861
Closed -$214K – 1012
2019
Q2 		$214K Sell
9,861
-1,108
-10% -$24.4K 0.01% 888
2019
Q1 		$256K Buy
+10,969
New +$230K 0.01% 743
2017
Q3 		– Sell
-9,901
Closed -$221K – 851
2017
Q2 		$221K Buy
+9,901
New +$205K 0.02% 670

Other funds holding CAF

Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
GEM
Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return
Aberdeen Group
Aberdeen Group Edinburgh, United Kingdom $61.9B AUM 29.81% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Sigma Planning Corp's CAF Position: Q3 2019 in Review

Sigma Planning Corp sold out of Morgan Stanley China A Share Fund (CAF) in Q3 2019, closing a stake of 9,861 shares — an estimated $214K sold.

Sigma Planning Corp first reported a position in CAF in Q2 2017 and held it in 3 quarters. The position peaked at $256K in Q1 2019. 41 funds tracked by Wall St. Rank hold CAF as of Q3 2019.

  • Sigma Planning Corp reported no remaining Morgan Stanley China A Share Fund position as of Q3 2019 after selling out during the quarter.
  • Sigma Planning Corp sold 9,861 Morgan Stanley China A Share Fund shares in Q3 2019, an estimated $214K.
  • Sigma Planning Corp first reported a position in Morgan Stanley China A Share Fund in Q2 2017 and held it in 3 quarters.
  • Sigma Planning Corp's Morgan Stanley China A Share Fund position peaked at $256K in Q1 2019.
  • 41 funds tracked by Wall St. Rank held Morgan Stanley China A Share Fund as of Q3 2019.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.